Employment Issues
Employment issues, including worker's compensation and disability law,
supervisory negligence, workplace discrimination, and wrongful termination
can benefit from a forensic neuropsychiatric evaluation. Such an
evaluation begins with a review and analysis of medical records,
depositions and supporting documents. Initial working hypotheses
may be supplemented by a forensic psychiatric examination of the
plaintiff or the insured. This process can result in the formulation
of an expert opinion as to the validity, nature, and extent of the
claims at issue. Areas of interest include risk factors for misdiagnosis,
misattribution, malingering, or motivation for secondary gain.
Accommodation Claims
Forensic neuropsychiatric evaluation regarding reasonable accommodation
claims and causation of emotional harm is among Dr. Bursztajn's areas
of special forensic interest. In this regard he has been retained
by both plaintiff's and defense counsel, and has advised the judiciary
and psychiatrists in training. Dr. Bursztajn has served as an examining
expert and also as an expert on the methodological reliability of
employment-related forensic opinion formulation by mental health
experts (i.e., as an "expert on experts"). The issue of
misattribution of causation in employment-related cases (e.g., as
when the job becomes a passive and convenient focus for misattribution
of causation of deep-rooted problems in a person's life) is of parallel
special interest.
Beginning with his internship at Harvard Medical School at Children's
Hospital in 1978, as acting director of the Metropolitan State Hospital
Concord Unit in 1979, and during the course of his residency in psychiatry
at the Massachusetts Mental Health Center (1979-1982), Dr. Bursztajn
has a special interest in the treatment and forensic evaluation of
developmentally related impairments. These have included communication-related
impairments such as deafness -e.g., evaluating reasonable accommodations
making health care accessible for deaf patients and selecting jobs
which, with reasonable accommodation, could be made suitable for
deaf employees. Academically, Dr. Bursztajn teaches The Harvard Medical
School Intensive Diagnostic Interviewing course for psychiatrists
preparing for the American Board of Psychiatry and Neurology certification
examination, with a special emphasis on learning to observe and report
nonverbal communication by the mentally and developmentally communication-impaired
patient.
Right to Privacy
Employment at Will Protection
in NY May Extend to Physicians
Sheila E. Horn, Plaintiff, v. New York Times, Defendant. In Horn, the
New York Supreme Court applied, to an entirely different profession,
the same justification that enabled the Court of Appeals to create
the narrow exception to the employment-at-will doctrine for the legal
profession. The crucial factor in Horn was not the profession itself,
but whether there was an overriding rule or ethical standard that
serves to protect both the employee and innocent third parties. Accordingly,
before disciplining professionals working under ethical or legal
standards, employers may wish to look carefully at the type of discipline
or reason for discharge.
Americans with Disabilities Act (ADA)
The Americans with Disabilities Act shields disabled persons from discrimination
in the workplace. Claims of having a protected disability status
and allegations of disability related discrimination in hiring, firing,
or workplace practices must be supportable. A forensic neuropsychiatric
evaluation and investigation into the discrimination claim can help
to determine whether the alleged discrimination actually arose from
the employee's claimed disability.
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Equal Employment Opportunity Commission.
(EEOC) Notice No. 915.002. This notice puts forth the stand of the
Commission on the relationship between the American with Disabilities
Act and state workers' compensation laws.
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The ADA and Mental Impairment.
This chart summarizes the relationship between mental impairments
and the ADA based on the EEOC Notice No. 915.002.
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Article: Court
Broadens ADA Scope
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Case: Mayotte
M. Jones v. MetroWest Medical, Inc. The plaintiff in this
case claimed that her Multiple Chemical Sensitivity (MCS) was a disability
under ADA; the court ruled that MCS was not under the scope of ADA.
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Case: Stieberger
v. Apfel "Standard Social Security Administration.
Psychiatric Disability Denial Notices May be Constitutionally Defective."
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Case: Pennsylvania
Department of Corrections, et al. v. Yeskey (No. 97-634)
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Case: Menkowitz
v. Pottstown Memorial Medical Center The "disability
defense"
to loss of medical privileges.
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Case: Rascon
v. U.S. West Communications, Inc. "Employer Must
Allow Leave of Absence for Inpatient Treatment of Postgraduate Stress
Disorder"
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Article: "Pivotal
Rulings Ahead for Law on Disabilities" The New York
Times, 4-19-99. The ADA as applied to mental and medical healthcare.
Is it a question of reasonable accommodation or good health care?
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Case: LC
v OLMSTEAD A complete text of this landmark ADA/Managed
Care case.
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Article: "Major
Mental Illness & Violence: Quick Fix vs. Commitment to Care"
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Article: "Supreme
Court Narrows Scope Of Federal Disabilities-Bias Law." "The
Supreme Court narrowed the scope of disabilities covered under a
major law that protects disabled people against unfair treatment." For
example, the Supreme Court has ruled that a disability that is reasonably
correctable is not protected under the ADA (e.g., near sightedness
and hypertension). On the other hand, the Supreme Court extended
the scope of reasonable accommodations which states have to make
for people with mental health disabilities to include treatment in
the least restrictive alternative available (e.g., group home v.
chronic inpatient hospitalization). The Wall Street Journal,
6-23-99
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Case: Sutton
and Hinton v. United Air Lines, Inc., No. 97-1943.
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Case: Albertsons,
Inc. v. Kirkingburg, No. 98-591.
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Case: Murphy
v. United Parcel Service, Inc., No. 97-1992.
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Case: Olmstead,
et al., v. L. C., by Zimring et al., No. 98-536.
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Case: Cleveland
v. Policy Management Systems Corp., (No. 97-1008)
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Article: "Doctors
Debate 'Chemical Sensitivity' Diagnosis"
See Federal Judge commending Dr. Bursztajn's testimony on the
need for a nuanced diagnosis an approach including ruling
out malingering, sick role motivation, misattribution, and
treatable psychiatric conditions.
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Case: Mayotte
M. Jones v. MetroWest Medical, Inc.
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Article: "'Hostile
Environment' Claims Expand Potential Liability Woes for Employers."
Hostile work environment.
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Article: McAlindin
v. County of San Diego Life Activities and Ability to
Work.
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Article: "A
Disabled Attorney's Novel Strategy Puts A Civil-Rights Spin on HMO
Litigation"
Three cases to research:
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Case: Equal Employment Opportunity Commission v. Complete Auto
Transit, Inc. In this ADA case, the EEOC represented an employee
with epilepsy.
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Case: Allen v. GTE Mobile Communications Serv. Corp. The
court ruled that the plaintiff's depression prevented her from fulfilling
her job; consequently, the employer was not required under ADA to
continue her employment.
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Case: Buckley v. Consolidated Edison Company of New York Inc. (No.
96-9039) A federal appeals court in New York ruled that a recovering
drug addict treated differently in a workplace drug test from non-addict
employees may sue the employer under the ADA. [Mental Health Law
Reporter, Vol. 15 No. 12, Dec. 1997]
Disability & Workers'
Compensation
Questionable claims of pain or impairment are sometimes presented in
workers' compensation or disability laws. An expert in medical decision
analysis and forensic neuropsychiatry can evaluate the following
factors: that a treating physician maintained established reliability
standards in the diagnostic process; emotional factors that could
complicate physical illness have been addressed; and the ruling out
of common psychiatric mimics of physical illness (e.g., Somatization,
Conversion Disorders, substance abuse, and personality traits such
as malingering, exaggeration, misattribution of pain and impairment).
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Work Disability Prevention
in the Midst of Major Mental Illness and Life's Trauma
The individual and social risks of post trauma chronic work disability
can be reduced by structuring clinical services so as to
reduce the treating clinician being burdened by the dual
responsibilities of both being the patient's treating clinician
and potential back to work forensic evaluator. Dr. Bursztajn,
Psychiatric Services, November, 2001.
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Surge
in Bias Cases Punishes Insurers, and Premiums Rise. The
New York Times, January 9, 2002
Many companies, alarmed by the increasing size of payouts to
resolve harassment or discrimination claims by employees,
have bought insurance policies over the last decade to protect
themselves.
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Case: Doe
v. Doe Expert Testimony & Workman's Compensation
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Case: "Doctor
Bolsters Insanity Defense" A jury overcomes prejudice against
the insanity defense. Brattleboro Reformer, Vermont
1999.
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Excerpt on case: Vukic
v. Melville Corp.
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Article Summary: "Stress
and Psychiatric Disorder in Healthcare Professionals and Hospital
Staff"
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Article: "Genes,
Environment, and Mental Health Wellness" Genetics and Behavior.
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Article: "Merrill
Lynch Cuts Health Costs, Creates a Generous Benefit Plan" A
way for employers to save on worker's compensation and disability
costs.
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Article: "Health
and Disability Costs of Depressive Illness in a Major U.S. Corporation"
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Article: "Assessing
the effect of psychiatric disorders on work function"
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Disability Law
Blog. A Disability Law Resource
Chronic Pain
Can Employers' Long Term Disability For People With Mental Disabilities
Be Limited?
U.S. Supreme Court last month let stand a federal appeals court decision
allowing health plans to limit long-term disability payments for
people with mental disabilities but not physical disabilities. Parker
v. Metropolitan Life Insurance and Schering-Plough Corp. [Mental
Health Law Reporter, Feb. 1998: Vol. 16 No. 2, p.9.]
Chronic pain can also occur either as a result of a preexisting psychiatric
condition or a complicating psychiatric comorbidity to physical injury.
In the course of litigation, it always need to be forensically evaluated
to rule out misattribution, exaggeration, or secondary gain.
Discrimination
Sex Discrimination
Genetic Discrimination
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Article: "Ban
Genetic Discrimination" Boston Globe Op-Ed piece by Dr.
Harold J. Bursztajn and Dr. Richard Sobel, that appeared on August
7th, 2000
Sexual Harassment & Supreme Court Cases
The Supreme Court decisions Oncale which
have focused on "reasonableness" of perception, and employer
and employee response, have expanded the role of a forensic psychiatric
consultation and evaluation in both preventing and responding to sexual
harassment claims.
Both true and false allegations of sexual harassment are made in the
workplace. The presence or absence of psychological trauma is not
enough to prove sexual harassment. False memories, desire for attention
or revenge, and later reconsideration of consent can all lead to
false allegations. At the same time, true allegations may not initially
be considered credible. While a treating psychiatrist's goal is to
help alleviate the presenting emotional and psychological pain and
trauma without necessarily determining the facts of the incident,
a forensic psychiatrist is trained to objectively evaluate claims
such as that of sexual harassment. Such an evaluation yields more
accurate testimony regarding the grounds on which the claim of sexual
harassment is made, and potential emotional and physical damages.
"In 1991 the Equal Employment Opportunity Commission (EEOC), the
federal agency that deals with such complaints, handled 6,127 of them
(sexual harassment cases) and settled cases worth $7.7m in damages to
victims. In 1997, it handled 15,889 complaints and won $49.4m for victims." The
Economist, February 14, 1998, p. 25
On the importance of carefully evaluating for true and false sexual harassment
and abuse allegations: The Me too! syndrome.
Among the phenomena noted when there is a valid or even pending accusation
of sexual abuse or harassment against an authority figure, is the
me too phenomena. Under these circumstances individual histories
have to be carefully evaluated to rule out Hystories.
(following a book by that title by Elaine Showalter, Columbia University
Press: New York: 1997). Under these circumstances one has to avoid
the misleading heuristics of "where there is smoke there is
fire." If one accusation is true each accusation must be true
and multiple accusations by friends of one figure are the gold standard
for proof (i.e. The Salem Witchcraft Trials). There are a variety
of Personality Traits ranging from Narcissistic or Borderline to
Hysteronic or Dependent which are risk factors for Me tooitis.
See Boston
Priests Warn Cardinal of False Abuse Allegations by Fox Butterfield, The
New York Times, August 22, 2002.
Reasonableness of Perception:
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Differentiating true from false allegations of clergy sexual abuse:
the need for a comprehensive forensic psychiatric examination. The
Rebirth of Forensic Psychiatry in Light of Recent Historical
Trends in Criminal Responsibility by Bursztajn, HJ, Scherr,
AE, Brodsky A. Psychiatric Clinics of North America,
November 12, 1994.
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Case: Oncale
v. Sundowner Offshore Services, Inc., et al.
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This ruling of the U.S. Supreme Court (March 4, 1998) clarifies
sexual harassment law as it applies to same-sex relationships.
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"Reasonableness Key": "The social context
in which particular behavior occurs [Justice Scalia] is the
key to distinguishing between simple teasing and genuinely
abusive behavior." This distinction can be explored
in the course of forensic psychiatric examination, evaluation,
and opinion formation.
Reasonableness of Employee Perception:
The cases below bring up issues and questions which an expert can address
in the course of a forensic psychiatric evaluation.
A brief summary of the cases listed above:
Psychiatric Expert Testimony Relevance and Reliability
Summaries of some recent court decisions as to the admissibility of expert
evidence post the U.S. Supreme Court Daubert decision:
Are there any conditions which may have limited or influenced the reasonableness
of employee perception of harassment in the specific organizational
context?
Did the employer take reasonable steps to prevent sexual harassment?
Did the employee take reasonable steps to prevent sexual harassment?
Did the employer take reasonable steps to correct (i. e. post-vention)?
Did the employee take reasonable steps to complain about sexual harassment?
AHA urges review of sexual-harassment policy
"In the wake of two recent U.S. Supreme Court rulings on workplace
sexual harassment, hospitals should review their personnel policies to
ensue compliance, the AHA and the American Society for Healthcare Human
Resources Administration (ASHHRA) warned. The groups issued an advisory
last week, urging hospitals to review their harassment policies in light
of the high court's action, which made clear employers are responsible
for the sexual misconduct of supervisors even if the employers knew nothing
about the situations. The advisory is posted on the AHA Web site at or
call ASHHRA at (312) 422-3982." [American Hospital Association Newsletter,
July 1998]
Recent Supreme Court Decision Highlights
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Case: General
Electric Co. v. Joiner "Most Recent Supreme Court
Decision On Testimony by Scientific Experts." Reasonableness
of Perception as One Dimension of a Forensic Psychiatrist Examination
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Article: Supreme
Court Draws Line on Sexual Harassment
"In a unanimous opinion sure to send big ripples throughout
American workplaces, the justices also put new constraints on
harassment suits of all kinds, urging judges to use common sense
in deciding whether to let sexual-harassment cases go forward.
'We have never held that workplace harassment, even harassment
between men and women, is automatically discrimination,' Justice
Antonin Scalia wrote in a strikingly direct seven-page opinion
for the court. The law doesn't cover ordinary 'intersexual flirtation';
nor does it apply in the ways men and women routinely interact,'
he added."
[Wall Street Journal - Interactive Ed, High Court Says Harassment
Law Applies to Same-Sex Relationships, March 5, 1998.]
Recommended Reading:
Dr. Bursztajn has an active patient care practice and consults to physicians,
institutions, judges, and plaintiff and defense counsel nationally.