Syllabus
NOTE: Where it is feasible, a syllabus (headnote) will be released,
as is being done in connection with this case, at the time the opinion
is issued. The syllabus constitutes no part of the opinion of the
Court but has been prepared by the Reporter of Decisions for the
convenience of the reader. See United States v. Detroit Timber & Lumber
Co., 200 U.S. 321, 337.
SUPREME COURT OF THE UNITED STATES
ALBERTSONS, INC. v. KIRKINGBURG
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
No. 98—591. Argued April 28, 1999–Decided June 22, 1999
Before beginning a truckdriver’s job with petitioner, Albertsons, Inc.,
in 1990, respondent, Kirkingburg, was examined to see if he met the
Department of Transportation’s basic vision standards for commercial
truckdrivers, which require corrected distant visual acuity of at
least 20/40 in each eye and distant binocular acuity of at least
20/40. Although he has amblyopia, an uncorrectable condition that
leaves him with 20/200 vision in his left eye and thus effectively
monocular vision, the doctor erroneously certified that he met the
DOT standards. When his vision was correctly assessed at a 1992 physical,
he was told that he had to get a waiver of the DOT standards under
a waiver program begun that year. Albertsons, however, fired him
for failing to meet the basic DOT vision standards and refused to
rehire him after he received a waiver. Kirkingburg sued Albertsons,
claiming that firing him violated the Americans with Disabilities
Act of 1990. In granting summary judgment for Albertsons, the District
Court found that Kirkingburg was not qualified without an accommodation
because he could not meet the basic DOT standards and that the waiver
program did not alter those standards. The Ninth Circuit reversed,
finding that Kirkingburg had established a disability under the Act
by demonstrating that the manner in which he sees differs significantly
from the manner in which most people see; that although the ADA allowed
Albertsons to rely on Government regulations in setting a job-related
vision standard, Albertsons could not use compliance with the DOT
regulations to justify its requirement because the waiver program
was a legitimate part of the DOT’s regulatory scheme; and that although
Albertsons could set a vision standard different from the DOT’s,
it had to justify its independent standard and could not do so here.
Held:
1. The ADA requires monocular individuals, like others claiming the Act’s
protection, to prove a disability by offering evidence that the extent
of the limitation on a major life activity caused by their impairment
is substantial. The Ninth Circuit made three missteps in determining
that Kirkingburg’s amblyopia meets the ADA’s first definition of
disability, i.e., a physical or mental impairment that “substantially
limits” a major life activity, 42 U.S.C. §12101(2)(A). First, although
it relied on an Equal Employment Opportunity Commission regulation
that defines “substantially limits” as requiring a “significant restrict[ion]”
in an individual’s manner of performing a major life activity, see
29 CFR § 1630.2(j)(ii), the court actually found that there was merely
a significant “difference” between the manner in which Kirkingburg
sees and the manner in which most people see. By transforming “significant
restriction” into “difference,” the court undercut the fundamental
statutory requirement that only impairments that substantially limit
the ability to perform a major life activity constitute disabilities.
Second, the court appeared to suggest that it need not take account
of a monocular individual’s ability to compensate for the impairment,
even though it acknowledged that Kirkingburg’s brain had subconsciously
done just that. Mitigating measures, however, must be taken into
account in judging whether an individual has a disability, Sutton
v. United Airlines, Inc., ante, at ___, whether the measures
taken are with artificial aids, like medications and devices, or
with the body’s own systems. Finally, the Ninth Circuit did not pay
much heed to the statutory obligation to determine a disability’s
existence on a case-by-case basis. See 42 U.S.C. §12101(2). Some
impairments may invariably cause a substantial limitation of a major
life activity, but monocularity is not one of them, for that category
embraces a group whose members vary by, e.g., the degree
of visual acuity in the weaker eye, the extent of their compensating
adjustments, and the ultimate scope of the restrictions on their
visual abilities. Pp. 6—11.
2. An employer who requires as a job qualification that an employee meet
an otherwise applicable federal safety regulation does not have to
justify enforcing the regulation solely because its standard may
be waived experimentally in an individual case. Pp. 11—22.
(a) Albertsons’ job qualification was not of its own devising, but was
the visual acuity standard of the Federal Motor Carrier Safety Regulations,
and is binding on Albertsons, see 49 CFR § 391.11. The validity of
these regulations is unchallenged, they have the force of law, and
they contain no qualifying language about individualized determinations.
Were it not for the waiver program, there would be no basis for questioning
Albertsons’ decision, and right, to follow the regulations. Pp. 11—14.
(b) The regulations establishing the waiver program did not modify the
basic visual acuity standards in a way that disentitles an employer
like Albertsons to insist on the basic standards. One might assume
that the general regulatory standard and the regulatory waiver standard
ought to be accorded equal substantive significance, but that is
not the case here. In setting the basic standards, the Federal Highway
Administration, the DOT agency responsible for overseeing the motor
carrier safety regulations, made a considered determination about
the visual acuity level needed for safe operation of commercial motor
vehicles in interstate commerce. In contrast, the regulatory record
made it plain that the waiver program at issue in this case was simply
an experiment proposed as a means of obtaining data, resting on a
hypothesis whose confirmation or refutation would provide a factual
basis for possibly relaxing existing standards. Pp. 15—20.
(c) The ADA should not be read to require an employer to defend its decision
not to participate in such an experiment. It is simply not credible
that Congress enacted the ADA with the understanding that employers
choosing to respect the Government’s visual acuity regulation in
the face of an experimental waiver might be burdened with an obligation
to defend the regulation’s application according to its own terms.
Pp. 21—22.
143 F.3d 1228, reversed.
Souter, J., delivered the opinion for a unanimous Court with respect
to Parts I and III, and the opinion of the Court with respect to
Part II, in which Rehnquist, C. J., and O’Connor, Scalia, Kennedy,
Thomas, and Ginsburg, JJ., joined. Thomas, J., filed a concurring
opinion.
Opinion of the Court
NOTICE: This opinion is subject to formal revision before publication
in the preliminary print of the United States Reports. Readers are
requested to notify the Reporter of Decisions, Supreme Court of the
United States, Washington, D. C. 20543, of any typographical or other
formal errors, in order that corrections may be made before the preliminary
print goes to press.
SUPREME COURT OF THE UNITED STATES
No. 98—591
ALBERTSONS, INC., PETITIONER v.
HALLIE KIRKINGBURG
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE
NINTH CIRCUIT
[June 22, 1999]
Justice Souter delivered the opinion of the Court.*
The question posed is whether, under the Americans with Disabilities
Act of 1990, 104 Stat. 327, as amended, 42 U.S.C. § 12101 et
seq. (1994 ed. and Supp. III), an employer who requires as a
job qualification that an employee meet an otherwise applicable federal
safety regulation must justify enforcing the regulation solely because
its standard may be waived in an individual case. We answer no.
I
In August 1990, petitioner, Albertsons, Inc., a grocery-store chain with
supermarkets in several States, hired respondent, Hallie Kirkingburg,
as a truckdriver based at its Portland, Oregon, warehouse. Kirkingburg
had more than a decade’s driving experience and performed well when
Albertsons’ transportation manager took him on a road test.
Before starting work, Kirkingburg was examined to see if he met federal
vision standards for commercial truckdrivers. 143 F.3d 1228, 1230—1231
(CA9 1998). For many decades the Department of Transportation or
its predecessors has been responsible for devising these stand-
ards for individuals who drive commercial vehicles in interstate commerce.[1] Since
1971, the basic vision regulation has required corrected distant visual
acuity of at least 20/40 in each eye and distant binocular acuity of
at least 20/40. See 35 Fed. Reg. 6458, 6463 (1970); 57 Fed. Reg. 6793,
6794 (1992); 49 CFR § 391.41(b)(10) (1998).[2] Kirkingburg,
however, suffers from amblyopia, an uncorrectable condition that leaves
him with 20/200 vision in his left eye and monocular vision in effect.[3] Despite
Kirkingburg’s weak left eye, the doctor erroneously certified that he
met the DOT’s basic vision standard, and Albertsons hired him.[4]
In December 1991, Kirkingburg injured himself on the job and took a leave
of absence. Before returning to work in November 1992, Kirkingburg
went for a further physical as required by the company. This time,
the examining physician correctly assessed Kirkingburg’s vision and
explained that his eyesight did not meet the basic DOT standards.
The physician, or his nurse, told Kirkingburg that in order to be
legally qualified to drive, he would have to obtain a waiver of its
basic vision standards from the DOT. See 143 F.3d, at 1230; App.
284—285. The doctor was alluding to a scheme begun in July 1992 for
giving DOT certification to applicants with deficient vision who
had three years of recent experience driving a commercial vehicle
without a license suspension or revocation, involvement in a reportable
accident in which the applicant was cited for a moving violation,
conviction for certain driving-related offenses, citation for certain
serious traffic violations, or more than two convictions for any
other moving violations. A waiver applicant had to agree to have
his vision checked annually for deterioration, and to report certain
information about his driving experience to the Federal Highway Administration,
the agency within the DOT responsible for overseeing the motor carrier
safety regulations. See 57 Fed. Reg. 31458, 31460—61 (1992).[5] Kirkingburg
applied for a waiver, but because he could not meet the basic DOT
vision standard Albertsons fired him from his job as a truckdriver.[6] In
early 1993, after he had left Albertsons, Kirkingburg received a
DOT waiver, but Albertsons refused to rehire him. See 143 F.3d, at
1231.
Kirkingburg sued Albertsons, claiming that firing him violated the ADA.[7] Albertsons
moved for summary judgment solely on the ground that Kirkingburg was
“not ‘otherwise qualified’ to perform the job of truck driver with or
without reasonable accommodation.” App. 39—40; see id.,
at 119. The District Court granted the motion, ruling that Albertsons
had reasonably concluded that Kirkingburg was not qualified without an
accommodation because he could not, as admitted, meet the basic DOT vision
standards. The court held that giving Kirkingburg time to get a DOT waiver
was not a required reasonable accommodation because the waiver program
was “a flawed experiment that has not altered the DOT vision requirements.” Id.,
at 120.
A divided panel of the Ninth Circuit reversed. In addition to pressing
its claim that Kirkingburg was not otherwise qualified, Albertsons
for the first time on appeal took the position that it was entitled
to summary judgment because Kirkingburg did not have a disability
within the meaning of the Act. See id., at 182—185.
The Court of Appeals considered but rejected the new argument, concluding
that because Kirkingburg had presented “uncontroverted evidence”
that his vision was effectively monocular, he had demonstrated that
“the manner in which he sees differs significantly from
the manner in which most people see.” 143 F.3d, at 1232.
That difference in manner, the court held, was sufficient to establish
disability. Ibid.
The Court of Appeals then addressed the ground upon which the District
Court had granted summary judgment, acknowledging that Albertsons
consistently required its truckdrivers to meet the DOT’s basic vision
standards and that Kirkingburg had not met them (and indeed could
not). The court recognized that the ADA allowed Albertsons to establish
a reasonable job-related vision standard as a prerequisite for hiring
and that Albertsons could rely on Government regulations as a basis
for setting its standard. The court held, however, that Albertsons
could not use compliance with a Government regulation as the justification
for its vision requirement because the waiver program, which Albertsons
disregarded, was “a lawful and legitimate part of the DOT regulatory
scheme.” Id., at 1236. The Court of Appeals conceded
that Albertsons was free to set a vision standard different from
that mandated by the DOT, but held that under the ADA, Albertsons
would have to justify its independent standard as necessary to prevent
“ ‘a direct threat to the health or safety of other individuals in
the workplace.’ ” Ibid. (quoting 42 U.S.C. § 12113(b)).
Although the court suggested that Albertsons might be able to make
such a showing on remand, 143 F.3d, at 1236, it ultimately took the
position that the company could not, interpreting Albertsons’ rejection
of DOT waivers as flying in the face of the judgment about safety
already embodied in the DOT’s decision to grant them, id.,
at 1237.
Judge Rymer dissented. She contended that Albertsons had properly relied
on the basic DOT vision standards in refusing to accept waivers because,
when Albertsons fired Kirkingburg, the waiver program did not rest
upon “a rule or a regulation with the force of law,” but was merely
a way of gathering data to use in deciding whether to refashion the
still-applicable vision standards. Id., at 1239.
II
Though we need not speak to the issue whether Kirkingburg was an individual
with a disability in order to resolve this case, that issue falls
within the first question on which we granted certiorari,[8] 525
U.S. ___ (1999), and we think it worthwhile to address it briefly
in order to correct three missteps the Ninth Circuit made in its
discussion of the matter. Under the ADA:
“The term ‘disability’ means, with respect to an individual–
“(A) a physical or mental impairment that substantially limits one or
more of the major life activities of such individual;
“(B) a record of such an impairment; or
“(C) being regarded as having such an impairment.” 42 U.S.C. § 12102(2).
We are concerned only with the first definition.[9] There
is no dispute either that Kirkingburg’s amblyopia is a physical impairment
within the meaning of the Act, see 29 CFR § 1630.2(h)(1) (1998) (defining
“physical impairment” as “[a]ny physiological disorder, or condition
… affecting one or more of the following body systems: … special sense
organs”), or that seeing is one of his major life activities, see §1630.2(i)
(giving seeing as an example of a major life activity).[10] The
question is whether his monocular vision alone “substantially limits”
Kirkingburg’s seeing.
In giving its affirmative answer, the Ninth Circuit relied on a regulation
issued by the Equal Employment Opportunity Commission, defining “substantially
limits” as “[s]ignificantly restrict[s] as to the condition, manner
or duration under which an individual can perform a particular major
life activity as compared to the condition, manner, or duration under
which the average person in the general population can perform that
same major life activity.” §1630.2(j)(ii). The Ninth Circuit concluded
that “the manner in which [Kirkingburg] sees differs significantly
from the manner in which most people see” because, “[t]o put it in
its simplest terms [he] sees using only one eye; most people see
using two.” 143 F.3d, at 1232. The Ninth Circuit majority also relied
on a recent Eighth Circuit decision, whose holding it characterized
in similar terms: “It was enough to warrant a finding of disability
…
that the plaintiff could see out of only one eye: the manner in
which he performed the major life activity of seeing was different.” Ibid. (characterizing Doane
v. Omaha, 115 F.3d 624, 627—628 (1997)).[11]
But in several respects the Ninth Circuit was too quick to find a disability.
First, although the EEOC definition of “substantially limits” cited
by the Ninth Circuit requires a “significant restrict[ion]” in an
individual’s manner of performing a major life activity, the court
appeared willing to settle for a mere difference. By transforming
“significant restriction” into “difference,” the court undercut the
fundamental statutory requirement that only impairments causing “substantial
limitat[ions]” in individuals’ ability to perform major life activities
constitute disabilities. While the Act “addresses substantial limitations
on major life activities, not utter inabilities,” Bragdon v.
Abbott, 524 U.S. 624, 641 (1998), it concerns itself only
with limitations that are in fact substantial.
Second, the Ninth Circuit appeared to suggest that in gauging whether
a monocular individual has a disability a court need not take account
of the individual’s ability to compensate for the impairment. The
court acknowledged that Kirkingburg’s “brain has developed subconscious
mechanisms for coping with [his] visual impairment and thus his body
compensates for his disability.” 143 F.3d, at 1232. But in treating
monocularity as itself sufficient to establish disability and in
embracing Doane, the Ninth Circuit apparently adopted
the view that whether “the individual had learned to compensate for
the disability by making subconscious adjustments to the manner in
which he sensed depth and perceived peripheral objects,” 143 F.3d,
at 1232, was irrelevant to the determination of disability. See, e.g., Sutton
v. United Air Lines, Inc., 130 F.3d 893, 901, n. 7 (CA10 1997)
(characterizing Doane as standing for the proposition
that mitigating measures should be disregarded in assessing disability); EEOC
v. Union Pacific R. Co., 6 F. Supp. 2d 1135, 1137 (Idaho 1998)
(same). We have just held, however, in Sutton v. United Airlines,
Inc., ante, at ___ (slip op., at 8), that mitigating
measures must be taken into account in judging whether an individual
possesses a disability. We see no principled basis for distinguishing
between measures undertaken with artificial aids, like medications
and devices, and measures undertaken, whether consciously or not,
with the body’s own systems.
Finally, and perhaps most significantly, the Court of Appeals did not
pay much heed to the statutory obligation to determine the existence
of disabilities on a case-by-case basis. The Act expresses that mandate
clearly by defining “disability” “with respect to an individual,”
42 U.S.C. § 12102(2), and in terms of the impact of an impairment
on “such individual,” §12102(2)(A). See Sutton, ante,
at ___; (slip op., at 9); cf. 29 CFR pt. 1630, App., §1630.2(j) (1998)
(“The determination of whether an individual has a disability is
not necessarily based on the name or diagnosis of the impairment
the person has, but rather on the effect of that impairment on the
life of the individual”); ibid. (“The determination
of whether an individual is substantially limited in a major life
activity must be made on a case by case basis”). While some impairments
may invariably cause a substantial limitation of a major life activity,
cf. Bragdon, supra, at 642 (declining to
address whether HIV infection is a per se disability), we
cannot say that monocularity does. That category, as we understand
it, may embrace a group whose members vary by the degree of visual
acuity in the weaker eye, the age at which they suffered their vision
loss, the extent of their compensating adjustments in visual techniques,
and the ultimate scope of the restrictions on their visual abilities.
These variables are not the stuff of a per se rule. While
monocularity inevitably leads to some loss of horizontal field of
vision and depth perception,[12] consequences the
Ninth Circuit mentioned, see 143 F.3d, at 1232, the court did not
identify the degree of loss suffered by Kirkingburg, nor are we aware
of any evidence in the record specifying the extent of his visual
restrictions.
This is not to suggest that monocular individuals have an onerous burden
in trying to show that they are disabled. On the contrary, our brief
examination of some of the medical literature leaves us sharing the
Government’s judgment that people with monocular vision “ordinarily”
will meet the Act’s definition of disability, Brief for United States
et al. as Amici Curiae 11, and we suppose that defendant
companies will often not contest the issue. We simply hold that the
Act requires monocular individuals, like others claiming the Act’s
protection, to prove a disability by offering evidence that the extent
of the limitation in terms of their own experience, as in loss of
depth perception and visual field, is substantial.
III
Albertsons’ primary contention is that even if Kirkingburg was disabled,
he was not a “qualified” individual with a disability, see 42 U.S.C.
§ 12112(a), because Albertsons merely insisted on the minimum level
of visual acuity set forth in the DOT’s Motor Carrier Safety Regulations,
49 CFR § 391.41(b)(10) (1998). If Albertsons was entitled to enforce
that standard as defining an “essential job functio[n] of the employment
position,” see 42 U.S.C. § 12111(8), that is the end of the case,
for Kirkingburg concededly could not satisfy it.[13]
Under Title I of the ADA, employers may justify their use of “qualification
standards … that screen out or tend to screen out or otherwise deny
a job or benefit to an individual with a disability,” so long as
such standards are “job-related and consistent with business necessity,
and … performance cannot be accomplished by reasonable accommodation
… .” 42 U.S.C. § 12113(a). See also §12112(b)(6) (defining discrimination
to include “using qualification standards … that screen out or tend
to screen out an individual with a disability … unless the standard
… is shown to be job-related for the position in question and is
consistent with business necessity”).[14]
Kirkingburg and the Government argue that these provisions do not authorize
an employer to follow even a facially applicable regulatory standard
subject to waiver without making some enquiry beyond determining
whether the applicant or employee meets that standard, yes or no.
Before an employer may insist on compliance, they say, the employer
must make a showing with reference to the particular job that the
waivable regulatory standard is “job-related … and … consistent with
business necessity,” see §12112(b)(6), and that after consideration
of the capabilities of the individual a reasonable accommodation
could not fairly resolve the competing interests when an applicant
or employee cannot wholly satisfy an otherwise justifiable job qualification.
The Government extends this argument by reference to a further section
of the statute, which at first blush appears to be a permissive provision
for the employer’s and the public’s benefit. An employer may impose
as a qualification standard “a requirement that an individual shall
not pose a direct threat to the health or safety of other individuals
in the workplace,” §12113(b), with “direct threat” being defined
by the Act as “a significant risk to the health or safety of others,
which cannot be eliminated by reasonable accommodation,” §12111(3);
see also 29 CFR § 1630.2(r) (1998). The Government urges us to read
subsections (a) and (b) together to mean that when an employer would
impose any safety qualification standard, however specific, tending
to screen out individuals with disabilities, the application of the
requirement must satisfy the ADA’s “direct threat” criterion, see
Brief for United States et al. as Amici Curiae 22. That
criterion ordinarily requires “an individualized assessment of the
individual’s present ability to safely perform the essential functions
of the job,” 29 CFR § 1630.2(r) (1998), “based on medical or other
objective evidence,” Bragdon, 524 U.S., at 649 (citing School
Bd. of Nassau Cty. v. Arline, 480 U.S. 273, 288 (1987)); see
29 CFR § 1630.2(r) (1998) (assessment of direct threat “shall be
based on a reasonable medical judgment that relies on the most current
medical knowledge and/or on the best available objective evidence”).[15]
Albertsons answers essentially that even assuming the Government has
proposed a sound reading of the statute for the general run of cases,
this case is not in the general run. It is crucial to its position
that Albertsons here was not insisting upon a job qualification merely
of its own devising, subject to possible questions about genuine
appropriateness and justifiable application to an individual for
whom some accommodation may be reasonable. The job qualification
it was applying was the distant visual acuity standard of the Federal
Motor Carrier Safety Regulations, 49 CFR § 391.41(b)(10) (1998),
which is made binding on Albertsons by §391.11: “a motor carrier
shall not … permit a person to drive a commercial motor vehicle unless
that person is qualified to drive,” by, among other things, meeting
the physical qualification standards set forth in §391.41. The validity
of these regulations is unchallenged, they have the force of law,
and they contain no qualifying language about individualized determinations.
If we looked no further, there would be no basis to question Albertsons’
unconditional obligation to follow the regulation and its consequent
right to do so. This, indeed, was the understanding of Congress when
it enacted the ADA, see infra, at 17—18.[16] But
there is more: the waiver program.
The Court of Appeals majority concluded that the waiver program “precludes
[employers] from declaring that persons determined by DOT to be capable
of performing the job of commercial truck driver are incapable of
performing that job by virtue of their disability,” and that in the
face of a waiver an employer “will not be able to avoid the [ADA’s]
strictures by showing that its standards are necessary to prevent
a direct safety threat,” 143 F.3d, at 1237. The Court of Appeals
thus assumed that the regulatory provisions for the waiver program
had to be treated as being on par with the basic visual acuity regulation,
as if the general rule had been modified by some different safety
standard made applicable by grant of a waiver. Cf. Conroy v.
Aniskoff, 507 U.S. 511, 515 (1993) (noting the “ ‘cardinal
rule that a statute is to be read as a whole’ ” (quoting King
v. St. Vincent’s Hospital, 502 U.S. 215, 221 (1991))). On
this reading, an individualized determination under a different substantive
safety rule was an element of the regulatory regime, which would
easily fit with any requirement of 42 U.S.C. § 12113(a) and (b) to
consider reasonable accommodation. An employer resting solely on
the federal standard for its visual acuity qualification would be
required to accept a waiver once obtained, and probably to provide
an applicant some opportunity to obtain a waiver whenever that was
reasonably possible. If this was sound analysis, the District Court’s
summary judgment for Albertsons was error.
But the reasoning underlying the Court of Appeals’s decision was unsound,
for we think it was error to read the regulations establishing the
waiver program as modifying the content of the basic visual acuity
standard in a way that disentitled an employer like Albertsons to
insist on it. To be sure, this is not immediately apparent. If one
starts with the statutory provisions authorizing regulations by the
DOT as they stood at the time the DOT began the waiver program, one
would reasonably presume that the general regulatory standard and
the regulatory waiver standard ought to be accorded equal substantive
significance, so that the content of any general regulation would
as a matter of law be deemed modified by the terms of any waiver
standard thus applied to it. Compare 49 U.S.C. App. §2505(a)(3) (1988
ed.) (“Such regulation shall … ensure that … the physical condition
of operators of commercial motor vehicles is adequate to enable them
to operate the vehicles safely”),[17] with 49 U.S.C.
App. §2505(f) (1988 ed.) (“After notice and an opportunity for comment,
the Secretary may waive, in whole or in part, application of any
regulation issued under this section with respect to any person or
class of persons if the Secretary determines that such waiver is
not contrary to the public interest and is consistent with the safe
operation of commercial motor vehicles”).[18] Safe
operation is supposed to be the touchstone of regulation in each
instance.
As to the general visual acuity regulations in force under the former
provision,[19] affirmative determinations that
the selected standards were needed for safe operation were indeed
the predicates of the DOT action. Starting in 1937, the federal agencies
authorized to regulate commercial motor vehicle safety set increasingly
rigorous visual acuity standards, culminating in the current one,
which has remained unchanged since it became effective in 1971.[20] When
the FHWA proposed it, the agency found that “[a]ccident experience
in recent years has demonstrated that reduction of the effects of
organic and physical disorders, emotional impairments, and other
limitations of the good health of drivers are increasingly important
factors in accident prevention,” 34 Fed. Reg. 9080, 9081 (1969) (Notice
of Proposed Rule Making); the current standard was adopted to reflect
the agency’s conclusion that “drivers of modern, more complex vehicles”
must be able to “withstand the increased physical and mental demands
that their occupation now imposes.” 35 Fed. Reg. 6458 (1970). Given
these findings and “in the light of discussions with the Administration’s
medical advisers,” id., at 6459, the FHWA made a considered
determination about the level of visual acuity needed for safe operation
of commercial motor vehicles in interstate commerce, an “area [in
which] the risks involved are so well known and so serious as to
dictate the utmost caution.” Id., at 17419.
For several reasons, one would expect any regulation governing a waiver
program to establish a comparable substantive standard (albeit for
exceptional cases), grounded on known facts indicating at least that
safe operation would not be jeopardized. First, of course, safe operation
was the criterion of the statute authorizing an administrative waiver
scheme, as noted already. Second, the impetus to develop a waiver
program was a concern that the existing substantive standard might
be more demanding than safety required. When Congress enacted the
ADA, it recognized that federal safety rules would limit application
of the ADA as a matter of law. The Senate Labor and Human Resources
Committee Report on the ADA stated that “a person with a disability
applying for or currently holding a job subject to [DOT standards
for drivers] must be able to satisfy these physical qualification
standards in order to be considered a qualified individual with a
disability under title I of this legislation.” S. Rep. No. 101—116,
pp. 27—28 (1998). The two primary House Committees shared this understanding,
see H. R. Rep. No. 101—485, pt. 2, p. 57 (1990) (House Education
and Labor Committee Report); id., pt. 3, at 34 (House
Judiciary Committee Report). Accordingly, two of these Committees
asked “the Secretary of Transportation [to] undertake a thorough
review” of current knowledge about the capabilities of individuals
with disabilities and available technological aids and devices, and
make “any necessary changes” within two years of the enactment of
the ADA. S. Rep. No. 101—116, supra, at 27—28; see H. R.
Rep. No. 101—485, pt. 2, at 57; see also id., pt. 3,
at 34 (expressing the expectation that the Secretary of Transportation
would “review these requirements to determine whether they are valid
under this Act”). Finally, when the FHWA instituted the waiver program
it addressed the statutory mandate by stating in its notice of final
disposition that the scheme would be “consistent with the safe operation
of commercial motor vehicles,” just as 49 U.S.C. App. §2505(f) (1988
ed.) required, see 57 Fed. Reg. 31460 (1992).
And yet, despite this background, the regulations establishing the waiver
program did not modify the general visual acuity standards. It is
not that the waiver regulations failed to do so in a merely formal
sense, as by turning waiver decisions on driving records, not sight
requirements. The FHWA in fact made it clear that it had no evidentiary
basis for concluding that the pre-existing standards could be lowered
consistently with public safety. When, in 1992, the FHWA published
an “[a]dvance notice of proposed rulemaking” requesting comments
“on the need, if any, to amend its driver qualification requirements
relating to the vision standard,” id., at 6793, it candidly
proposed its waiver scheme as simply a means of obtaining information
bearing on the justifiability of revising the binding standards already
in place, see id., at 10295. The agency explained that
the “object of the waiver program is to provide objective data to
be considered in relation to a rulemaking exploring the feasibility
of relaxing the current absolute vision standards in 49 CFR part
391 in favor of a more individualized standard.” Ibid.
As proposed, therefore, there was not only no change in the unconditional
acuity standards, but no indication even that the FHWA then had a
basis in fact to believe anything more lenient would be consistent
with public safety as a general matter. After a bumpy stretch of
administrative procedure, see Advocates for Highway and Auto
Safety v. FHWA, 28 F.3d 1288, 1290 (CADC 1994), the FHWA’s
final disposition explained again that the waivers were proposed
as a way to gather facts going to the wisdom of changing the existing
law. The waiver program “will enable the FHWA to conduct a study
comparing a group of experienced, visually deficient drivers with
a control group of experienced drivers who meet the current Federal
vision requirements. This study will provide the empirical data necessary
to evaluate the relationships between specific visual deficiencies
and the operation of [commercial motor vehicles]. The data will permit
the FHWA to properly evaluate its current vision requirement in the
context of actual driver performance, and, if necessary, establish
a new vision requirement which is safe, fair, and rationally related
to the latest medical knowledge and highway technology.” 57 Fed.
Reg. 31458 (1992). And if all this were not enough to show that the
FHWA was planning to give waivers solely to collect information,
it acknowledged that a study it had commissioned had done no more
than “ ‘illuminat[e] the lack of empirical data to establish a link
between vision disorders and commercial motor vehicle safety,’ ”
and “ ‘failed to provide a sufficient foundation on which to propose
a satisfactory vision standard for drivers of [commercial motor vehicles]
in interstate commerce,’ ” Advocates for Highway Safety, supra,
at 1293 (quoting 57 Fed. Reg., at 31458).
In sum, the regulatory record made it plain that the waiver regulation
did not rest on any final, factual conclusion that the waiver scheme
would be conducive to public safety in the manner of the general
acuity standards and did not purport to modify the substantive content
of the general acuity regulation in any way. The waiver program was
simply an experiment with safety, however well intended, resting
on a hypothesis whose confirmation or refutation in practice would
provide a factual basis for reconsidering the existing standards.[21]
Nothing in the waiver regulation, of course, required an employer of
commercial drivers to accept the hypothesis and participate in the
Government’s experiment. The only question, then, is whether the
ADA should be read to require such an employer to defend a decision
to decline the experiment. Is it reasonable, that is, to read the
ADA as requiring an employer like Albertsons to shoulder the general
statutory burden to justify a job qualification that would tend to
exclude the disabled, whenever the employer chooses to abide by the
otherwise clearly applicable, unamended substantive regulatory standard
despite the Government’s willingness to waive it experimentally and
without any finding of its being inappropriate? If the answer were
yes, an employer would in fact have an obligation of which we can
think of no comparable example in our law. The employer would be
required in effect to justify de novo an existing and otherwise
applicable safety regulation issued by the Government itself. The
employer would be required on a case-by-case basis to reinvent the
Government’s own wheel when the Government had merely begun an experiment
to provide data to consider changing the underlying specifications.
And what is even more, the employer would be required to do so when
the Government had made an affirmative record indicating that contemporary
empirical evidence was hard to come by. It is simply not credible
that Congress enacted the ADA (before there was any waiver program)
with the understanding that employers choosing to respect the Government’s
sole substantive visual acuity regulation in the face of an experimental
waiver might be burdened with an obligation to defend the regulation’s
application according to its own terms.
The judgment of the Ninth Circuit is accordingly reversed.
It is so ordered.
Notes
* Justice Stevens and Justice Breyer join
Parts I and III of this opinion.
-
See Motor Carrier Act, §204(a), 49 Stat.
546; Department of Transportation Act, §6(e)(6)(C), 80 Stat.
939—940; 49 CFR § 1.4(c)(9) (1968); Motor Carrier Safety Act
of 1984 §206, 98 Stat. 2835, as amended, 49 U.S.C. § 31136(a)(3);
49 CFR § 1.48(aa) (1998).
-
Visual acuity has a number of components
but most commonly refers to "the ability to determine the
presence of or to distinguish between more than one identifying
feature in a visible target." G. von Noorden, Binocular
Vision and Ocular Motility 114 (4th ed. 1990). Herman Snellen
was a Dutch ophthalmologist who, in 1862, devised the familiar
letter chart still used to measure visual acuity. The first figure
in the Snellen score refers to distance between the viewer and
the visual target, typically 20 feet. The second corresponds
to the distance at which a person with normal acuity could distinguish
letters of the size that the viewer can distinguish at 20 feet.
See C. Snyder, Our Ophthalmic Heritage 97—99 (1967); D. Vaughan,
T. Asburg, & P. Riordan-Eva, General Ophthalmology 30 (15th
ed. 1999).
-
"Amblyopia,"
derived from Greek roots meaning dull vision, is a general medical
term for "poor vision caused by abnormal visual development
secondary to abnormal visual stimulation." K. Wright et al.,
Pediatric Ophthalmology and Strabismus 126 (1995); see id.,
at 126—131; see also Von Noorden, supra, at 208—245.
-
Several months later, Kirkingburg’s vision
was recertified by a physician, again erroneously. Both times
Kirkingburg received certification although his vision as measured
did not meet the DOT minimum requirement. See 143 F.3d 1228,
1230, and n. 2 (CA9 1998); App. 49—50, 297—298, 360—361.
-
In February 1992, the FHWA issued an advance
notice of proposed rulemaking to review its vision standards.
See 57 Fed. Reg. 6793. Shortly thereafter, the FHWA announced
its intent to set up a waiver program and its preliminary acceptance
of waiver applications. See id., at 10295. It modified
the proposed conditions for the waivers and requested comments
in June. See id., at 23370. After receiving and
considering the comments, the Administration announced its final
decision to grant waivers in July.
-
Albertsons offered Kirkingburg at least
one and possibly two alternative jobs. The first was as a “yard
hostler,” a truckdriver within the premises of Albertsons’ warehouse
property, the second as a tire mechanic. The company apparently
withdrew the first offer, though the parties dispute the exact
sequence of events. Kirkingburg turned down the second because
it paid much less than driving a truck. See App. 14—16, 41—42.
-
The ADA provides: “No covered entity shall
discriminate against a qualified individual with a disability
because of the disability of such individual in regard to job
application procedures, the hiring, advancement, or discharge
of employees, employee compensation, job training, and other
terms, conditions, and privileges of employment.” 42 U.S.C. §
12112(a).
-
“Whether a monocular individual is ‘disabled’
per se, under the Americans with Disabilities Act.” Pet. for
Cert. i (citation omitted).
-
The Ninth Circuit also discussed whether
Kirkingburg was disabled under the third, “regarded as,” definition
of “disability.” See 143 F.3d, at 1233. Albertsons did not challenge
that aspect of the Court of Appeals’s decision in its petition
for certiorari and we therefore do not address it. See this Court’s
Rule 14.1(a); see also, e.g., Yee v. Escondido,
503 U.S. 519, 535 (1992).
-
As the parties have not questioned the
regulations and interpretive guidance promulgated by the EEOC
relating to the ADA’s definitional section, 42 U.S.C. § 12102
for the purposes of this case, we assume, without deciding, that
such regulations are valid, and we have no occasion to decide
what level of deference, if any, they are due, see Sutton
v. United Airlines, Inc., ante., at ___ (slip
op., at 6—7).
-
Before the Ninth Circuit, Albertsons
presented the issue of Kirkingburg’s failure to meet the Act’s
definition of disability as an alternative ground for affirmance, i.e.,
for a grant of summary judgment in the company’s favor. It thus
contended that Kirkingburg had “failed to produce any material
issue of fact” that he was disabled. App. 182. Parts of the Ninth
Circuit’s discussion suggest that it was merely denying the company’s
request for summary judgment, leaving the issue open for factual
development and resolution on remand. See, e.g., 143
F.3d, at 1232 (“Albertson’s first contends that Kirkingburg failed
to raise a genuine issue of fact regarding whether he is disabled”); ibid. (“Kirkingburg
has presented uncontroverted evidence showing that … [his] inability
to see out of one eye affects his peripheral vision and his depth
perception”); ibid. (“if the facts are as Kirkingburg
alleges”). Moreover the Government (and at times even Albertsons,
see Pet. for Cert. 15) understands the Ninth Circuit to have
been simply explaining why the company was not entitled to summary
judgment on this score. See Brief for United States et al. as Amici
Curiae 11, and n. 5 (“The Ninth Circuit therefore correctly
declined to grant summary judgment to petitioner on the ground
that monocular vision is not a disability”). Even if that is
an accurate reading, the statements the Ninth Circuit made setting
out the standards governing the finding of disability would have
largely dictated the outcome. Whether one views the Ninth Circuit’s
opinion as merely denying summary judgment for the company or
as tantamount to a grant of summary judgment for Kirkingburg,
our rejection of the sweeping character of the Court of Appeals’s
pronouncements remains the same.
-
Individuals who can see out of only
one eye are unable to perform stereopsis, the process of combining
two retinal images into one through which two-eyed individuals
gain much of their depth perception, particularly at short distances.
At greater distances, stereopsis is relatively less important
for depth perception. In their distance vision, monocular individuals
are able to compensate for their lack of stereopsis to varying
degrees by relying on monocular cues, such as motion parallax,
linear perspective, overlay of contours, and distribution of
highlights and shadows. See Von Noorden, n. 1, supra,
at 23—30; App. 300—302.
-
Kirkingburg asserts that in showing
that Albertsons initially allowed him to drive with a DOT certification,
despite the fact that he did not meet the DOT’s minimum visual
acuity requirement, he produced evidence from which a reasonable
juror could find that he satisfied the legitimate prerequisites
of the job. See Brief for Respondent 36, 37; see also id.,
at 6. But Albertsons’ argument is a legal, not a factual, one.
In any event, the ample evidence in the record on Albertsons’
policy of requiring adherence to minimum DOT vision standards
for its truckdrivers, see, e.g., App. 53, 55—56, 333,
would bar any inference that Albertsons’ failure to detect the
discrepancy between the level of visual acuity Kirkingburg was
determined to have had during his first two certifications and
the DOT’s minimum visual acuity requirement raised a genuine
factual dispute on this issue.
-
The EEOC’s regulations implementing
Title I define “[q]ualification standards” to mean “the personal
and professional attributes including the skill, experience,
education, physical, medical, safety and other requirements established
by a covered entity as requirements which an individual must
meet in order to be eligible for the position held or desired.”
29 CFR § 1630.2(q) (1998).
-
This appears to be the position taken
by the EEOC in the Interpretive Guidance promulgated under its
authority to issue regulations to carry out Title I of the ADA,
42 U.S.C. § 12116 see 29 CFR pt. 1630, App., §§1630.15(b) and
(c) (1998) (requiring safety-related standards to be evaluated
under the ADA’s direct threat standard); see also App. §1630.10
(noting that selection criteria that screen out individuals with
disabilities, including “safety requirements, vision or hearing
requirements,” must be job-related, consistent with business
necessity, and not amenable to reasonable accommodation); EEOC
v. Exxon Corp., 1 F. Supp. 2d 635, 645 (ND Tex. 1998)
(adopting the EEOC’s position that safety-related qualification
standards must meet the ADA’s direct-threat standard). Although
it might be questioned whether the Government’s interpretation,
which might impose a higher burden on employers to justify safety-related
qualification standards than other job requirements, is a sound
one, we have no need to confront the validity of the reading
in this case.
-
The implementing regulations of Title
I also recognize a defense to liability under the ADA that “a
challenged action is required or necessitated by another Federal
law or regulation,” 29 CFR § 1630.15(e) (1998). As the parties
do not invoke this specific regulation, we have no occasion to
consider its effect.
-
This provision is currently codified
at 49 U.S.C. § 31136(a)(3).
-
Congress recently amended the waiver
provision in the Transportation Equity Act for the 21st Century,
Pub. L. 105—178, 112 Stat. 107. It now provides that the Secretary
of Transportation may issue a 2-year renewable “exemption” if
“such exemption would likely achieve a level of safety that is
equivalent to, or greater than, the level that would be achieved
absent such exemption.” See §4007, 112 Stat. 401, 49 U.S.C. A.
§31315(b) (Oct. 1998 Supp.).
-
At the time the FHWA promulgated the
current visual acuity standard, the agency was acting pursuant
to §204(a) of the Interstate Commerce Act, as amended by the
Motor Carrier Act, 49 U.S.C. § 304(a) (1970 ed.), see n. 1, supra,
which likewise required the agency to regulate to ensure “safety
of operation.”
-
The Interstate Commerce Commission promulgated
the first visual acuity regulations for interstate commercial
drivers in 1937, requiring “[g]ood eyesight in both eyes (either
with or without glasses, or by correction with glasses), including
adequate perception of red and green colors.” 2 Fed. Reg. 113120
(1937). In 1939, the vision standard was changed to require “visual
acuity (either without glasses or by correction with glasses)
of not less than 20/40 (Snellen) in one eye, and 20/100 (Snellen)
in the other eye; form field of not less than 45 degrees in all
meridians from the point of fixation; ability to distinguish
red, green, and yellow.” 57 Fed. Reg. 6793—6794 (1992) (internal
quotation marks omitted). In 1952, the visual acuity standard
was strengthened to require at least 20/40 (Snellen) in each
eye. Id., at 6794.
-
Though irrelevant to the disposition
of this case, it is hardly surprising that two years after the
events here the waiver regulations were struck down for failure
of the FHWA to support its formulaic finding of consistency with
public safety. See Advocates for Highway and Auto Safety
v. FHWA, 28 F.3d 1288, 1289 (CADC 1994). On remand, the
agency “revalidated” the waivers it had already issued, based
in part on evidence relating to the safety of drivers in the
program that had not been included in the record before the District
of Columbia Circuit. See 59 Fed. Reg. 50887, 50889—50890 (1994); id.,
at 59386, 59389. In the meantime the FHWA has apparently continued
to want things both ways. It has said publicly, based on a review
of the data it collected from the waiver program itself, that
the drivers who obtained such waivers have performed better as
a class than those who satisfied the regulation. See id.,
at 50887, 50890. It has also recently noted that its medical
panel has recommended “leaving the visual acuity standard unchanged,”
see 64 Fed. Reg. 16518 (1999) (citing F. Berson, M. Kuperwaser,
L. Aiello, and J. Rosenberg, Visual Requirements and Commercial
Drivers, Oct. 16, 1998), a recommendation which the FHWA has
concluded supports its “view that the present standard is reasonable
and necessary as a general standard to ensure highway safety.”
64 Fed. Reg. 16518 (1999). The waiver program in which Kirkingburg
participated expired on March 31, 1996, at which point the FHWA
allowed all still-active participants to continue to operate
in interstate commerce, provided they continued to meet certain
medical and other requirements. See 61 Fed. Reg. 13338, 13345
(1996); 49 CFR § 391.64 (1998). The FHWA justified this decision
based on the safety record of participants in the original waiver
program. See 61 Fed. Reg. 13338, 13345 (1996). In the wake of
a 1996 decision from the United States Court of Appeals for the
Eighth Circuit requiring the FHWA to justify the exclusion of
further participants in the waiver program, see Rauenhorst
v. United States Dept. of Transportation, FHWA,
95 F.3d 715, 723 (1996), the agency began taking new applicants
for waivers, see, e.g., 63 Fed. Reg. 66226 (1998). The
agency has now initiated a program under the authority granted
in the Transportation Equity Act for the 21st Century, Pub. L.
No. 105—178, 112 Stat. 107, to grant exemptions on a more regular
basis, see 63 Fed. Reg. 67600 (1998) (interim final rule implementing
the Transportation Equity Act for the 21st Century). The effect
of the current exemption program has not been challenged in this
case, and we have no occasion to consider it.
Thomas, J., concurring
SUPREME COURT OF THE UNITED STATES
No. 98—591
ALBERTSONS, INC., PETITIONER v.
HALLIE KIRKINGBURG
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE
NINTH CIRCUIT
[June 22, 1999]
Justice Thomas, concurring.
As the Government reads the Americans With Disabilities Act of 1990,
104 Stat. 327, as amended, 42 U.S.C. § 12101 et seq. (1994
ed., and Supp. III), it requires that petitioner justify the Department
of Transportation’s visual acuity standards as job related, consistent
with business necessity, and required to prevent employees from imposing
a direct threat to the health and safety of others in the workplace.
The Court assumes, for purposes of this case, that the Government’s
reading is, for the most part, correct. Ante, at 13
and n. 15. I agree with the Court’s decision that, even when the
case is analyzed through the Government’s proposed lens, petitioner
was entitled to summary judgment in this case. As the Court explains, ante,
at 21—22, it would be unprecedented and nonsensical to interpret
§12113 to require petitioner to defend the application of the Government’s
regulation to respondent when petitioner has an unconditional obligation
to enforce the federal law.
As the Court points out, though, ante, at 11, DOT’s visual
acuity standards might also be relevant to the question whether respondent
was a “qualified individual with a disability” under 42 U.S.C. § 12112(a).
That section provides that no covered entity “shall discriminate against
a qualified individual with a disability because of the disability of
such individual.” §12112(a). Presumably, then, a plaintiff claiming a
cause of action under the ADA bears the burden of proving, inter
alia, that he is a qualified individual. The phrase “qualified individual
with a disability” is defined to mean:
“an individual with a disability who, with or without reasonable
accommodation, can perform the essential functions of the
employment position that such individual holds or desires. For the purposes
of this subchapter, consideration shall be given to the employer’s judgment
as to what functions of a job are essential, and if an employer has prepared
a written description before advertising or interviewing applicants for
the job, this description shall be considered evidence of the essential
functions of the job.” §12111(8) (emphasis added).
In this case, respondent sought a job driving trucks in interstate commerce.
The quintessential function of that job, it seems to me, is to be
able to drive a commercial truck in interstate commerce, and it was
respondent’s burden to prove that he could do so.
As the Court explains, ante, at 14, DOT’s Motor Carrier
Safety Regulations have the force of law and bind petitioner–it may not,
by law, “permit a person to drive a commercial motor vehicle unless that
person is qualified to drive.” 49 CFR § 391.11 (1999). But by the same
token, DOT’s regulations bind respondent who “shall not drive a commercial
motor vehicle unless he/she is qualified to drive a commercial motor
vehicle.” Ibid.; see also §391.41 (“A person shall not drive
a commercial motor vehicle unless he/she is physically qualified to do
so”). Given that DOT’s regulation equally binds petitioner and respondent,
and that it is conceded in this case that respondent could not meet the
federal requirements, respondent surely was not “qualified” to perform
the essential functions of petitioner’s truckdriver job without a reasonable
accommodation. The waiver program might be thought of as a way to reasonably
accommodate respondent, but for the fact, as the Court explains, ante,
at 15—20, that the program did nothing to modify the regulation’s unconditional
requirements. For that reason, requiring petitioner to make such an accommodation
most certainly would have been unreasonable.
The result of this case is the same under either view of the statute.
If forced to choose between these alternatives, however, I would
prefer to hold that respondent, as a matter of law, was not qualified
to perform the job he sought within the meaning of the ADA. I nevertheless
join the Court’s opinion. The Ninth Circuit below viewed respondent’s
ADA claim on the Government’s terms and petitioner’s argument here
appears to be tailored around the Government’s view. In these circumstances,
I agree with the Court’s approach. I join the Court’s opinion, however,
only on the understanding that it leaves open the argument that federal
laws such as DOT’s visual acuity standards might be critical in determining
whether a plaintiff is a “qualified individual with a disability.”