OLMSTEAD V. L. C. (98-536) 527 U.S. 581 (1999)
138 F.3d 893, affirmed in part, vacated in part, and remanded.
Syllabus
NOTE: Where it is feasible, a syllabus (headnote) will be released,
as is being done in connection with this case, at the time the opinion
is issued.
The syllabus constitutes no part of the opinion of the Court but has
been prepared by the Reporter of Decisions for the convenience of the
reader.
See >United States v. Detroit Timber & Lumber Co., 200 U.S. 321,
337.
SUPREME COURT OF THE UNITED STATES
OLMSTEAD, COMMISSIONER, GEORGIA DEPARTMENT OF HUMAN RESOURES, et al. v. L.
C.,
by zimring, guardian ad litem and next
friend, et al.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT
No. 98—536. Argued April 21, 1999–Decided June 22, 1999
In the Americans with Disabilities Act of 1990 (ADA), Congress described
the isolation and segregation of individuals with disabilities as a serious
and pervasive form of discrimination. 42 U.S.C. § 12101(a)(2), (5). Title
II of the ADA, which proscribes discrimination in the provision of public
services, specifies, inter alia, that no qualified individual
with a disability shall, "by reason of such disability," be
excluded from participation in, or be denied the benefits of, a public
entity’s services, programs, or activities. §12132. Congress instructed
the Attorney General to issue regulations implementing Title II’s discrimination
proscription. See §12134(a). One such regulation, known as the "integration
regulation," requires a "public entity [to] administer … programs
… in the most integrated setting appropriate to the needs of qualified
individuals with disabilities." 28 CFR § 35.130(d). A further prescription,
here called the "reasonable-modifications regulation,"
requires public entities to "make reasonable modifications" to
avoid
"discrimination on the basis of disability," but does not require
measures that would "fundamentally alter" the nature of the
entity’s programs. §35.130(b)(7).
Respondents L. C. and E. W. are mentally retarded women; L. C.
has also been diagnosed with schizophrenia, and E. W., with a personality
disorder. Both women were voluntarily admitted to Georgia Regional Hospital
at Atlanta (GRH), where they were confined for treatment in a psychiatric
unit. Although their treatment professionals eventually concluded that
each of the women could be cared for appropriately in a community-based
program, the women remained institutionalized at GRH. Seeking placement
in community care, L. C. filed this suit against petitioner state officials
(collectively, the State) under 42 U.S.C. § 1983 and Title II. She alleged
that the State violated Title II in failing to place her in a community-based
program once her treating professionals determined that such placement
was appropriate. E. W. intervened, stating an identical claim. The District
Court granted partial summary judgment for the women, ordering their
placement in an appropriate community-based treatment program. The court
rejected the State’s argument that inadequate funding, not discrimination
against L. C. and E. W. "by reason of [their] disabilit[ies]," accounted
for their retention at GRH. Under Title II, the court concluded, unnecessary
institutional segregation constitutes discrimination per se,
which cannot be justified by a lack of funding. The court also rejected
the State’s defense that requiring immediate transfers in such cases
would "fundamentally alter" the State’s programs. The Eleventh
Circuit affirmed the District Court’s judgment, but remanded for reassessment
of the State’s cost-based defense. The District Court had left virtually
no room for such a defense. The appeals court read the statute and regulations
to allow the defense, but only in tightly limited circumstances. Accordingly,
the Eleventh Circuit instructed the District Court to consider, as a
key factor, whether the additional cost for treatment of L. C. and E. W.
in community-based care would be unreasonable given the demands of the
State’s mental health budget.
Held: The judgment is affirmed in part and vacated in part,
and the case is remanded.
138 F.3d 893, affirmed in part, vacated in part, and remanded.
Justice Ginsburg delivered the opinion of the Court with respect to Parts
I, II, and III—A, concluding that, under Title II of the ADA, States
are required to place persons with mental disabilities in community settings
rather than in institutions when the State’s treatment professionals
have determined that community placement is appropriate, the transfer
from institutional care to a less restrictive setting is not opposed
by the affected individual, and the placement can be reasonably accommodated,
taking into account the resources available to the State and the needs
of others with mental disabilities. Pp. 11—18.
(a) The integration and reasonable-modifications regulations issued by
the Attorney General rest on two key determinations: (1) Unjustified
placement or retention of persons in institutions severely limits their
exposure to the outside community, and therefore constitutes a form of
discrimination based on disability prohibited by Title II, and (2) qualifying
their obligation to avoid unjustified isolation of individuals with disabilities,
States can resist modifications that would fundamentally alter the nature
of their services and programs. The Eleventh Circuit essentially upheld
the Attorney General’s construction of the ADA. This Court affirms the
Court of Appeals decision in substantial part. Pp. 11—12.
(b) Undue institutionalization qualifies as discrimination "by reason
of … disability." The Department of Justice has consistently advocated
that it does. Because the Department is the agency directed by Congress
to issue Title II regulations, its views warrant respect. This Court
need not inquire whether the degree of deference described in Chevron
U.S. A. Inc. v. Natural Resources Defense Council, Inc., 467 U.S.
837, 844, is in order; the well-reasoned views of the agencies implementing
a statute constitute a body of experience and informed judgment to which
courts and litigants may properly resort for guidance. E.g., Bragdon
v. Abbott, 524 U.S. 624, 642. According to the State, L. C. and
E. W. encountered no discrimination
"by reason of" their disabilities because they were not denied
community placement on account of those disabilities, nor were they subjected
to
"discrimination," for they identified no comparison class of
similarly situated individuals given preferential treatment. In rejecting
these positions, the Court recognizes that Congress had a more comprehensive
view of the concept of discrimination advanced in the ADA. The ADA stepped
up earlier efforts in the Developmentally Disabled Assistance and Bill
of Rights Act and the Rehabilitation Act of 1973 to secure opportunities
for people with developmental disabilities to enjoy the benefits of community
living. The ADA both requires all public entities to refrain from discrimination,
see §12132, and specifically identifies unjustified "segregation" of
persons with disabilities as a "for[m] of discrimination," see
§§12101(a)(2), 12101(a)(5). The identification of unjustified segregation
as discrimination reflects two evident judgments: Institutional placement
of persons who can handle and benefit from community settings perpetuates
unwarranted assumptions that persons so isolated are incapable or unworthy
of participating in community life, cf., e.g., Allen v.
Wright, 468 U.S. 737, 755; and institutional confinement severely
diminishes individuals’ everyday life activities. Dissimilar treatment
correspondingly exists in this key respect: In order to receive needed
medical services, persons with mental disabilities must, because of those
disabilities, relinquish participation in community life they could enjoy
given reasonable accommodations, while persons without mental disabilities
can receive the medical services they need without similar sacrifice.
The State correctly uses the past tense to frame its argument that, despite
Congress’ ADA findings, the Medicaid statute "reflected" a
congressional policy preference for institutional treatment over treatment
in the community. Since 1981, Medicaid has in fact provided funding for
state-run home and community-based care through a waiver program. This
Court emphasizes that nothing in the ADA or its implementing regulations
condones termination of institutional settings for persons unable to
handle or benefit from community settings. Nor is there any federal requirement
that community-based treatment be imposed on patients who do not desire
it. In this case, however, it is not genuinely disputed that L. C. and
E. W. are individuals "qualified" for noninstitutional care:
The State’s own professionals determined that community-based treatment
would be appropriate for L. C. and E. W., and neither woman opposed such
treatment. Pp. 12—18.
Justice Ginsburg, joined by Justice O’Connor, Justice Souter, and
Justice Breyer, concluded in Part III—B that the State’s responsibility,
once it provides community-based treatment to qualified persons with
disabilities, is not boundless. The reasonable-modifications regulation
speaks of "reasonable modifications" to avoid discrimination,
and allows States to resist modifications that entail a "fundamenta[l]
alter[ation]"
of the States’ services and programs. If, as the Eleventh Circuit indicated,
the expense entailed in placing one or two people in a community-based
treatment program is properly measured for reasonableness against the
State’s entire mental health budget, it is unlikely that a State, relying
on the fundamental-alteration defense, could ever prevail. Sensibly construed,
the fundamental-alteration component of the reasonable-modifications
regulation would allow the State to show that, in the allocation of available
resources, immediate relief for the plaintiffs would be inequitable,
given the responsibility the State has undertaken for the care and treatment
of a large and diverse population of persons with mental disabilities.
The ADA is not reasonably read to impel States to phase out institutions,
placing patients in need of close care at risk. Nor is it the ADA’s mission
to drive States to move institutionalized patients into an inappropriate
setting, such as a homeless shelter, a placement the State proposed,
then retracted, for E. W. Some individuals, like L. C. and E. W. in prior
years, may need institutional care from time to time to stabilize acute
psychiatric symptoms. For others, no placement outside the institution
may ever be appropriate. To maintain a range of facilities and to administer
services with an even hand, the State must have more leeway than the
courts below understood the fundamental-alteration defense to allow.
If, for example, the State were to demonstrate that it had a comprehensive,
effectively working plan for placing qualified persons with mental disabilities
in less restrictive settings, and a waiting list that moved at a reasonable
pace not controlled by the State’s endeavors to keep its institutions
fully populated, the reasonable-modifications standard would be met.
In such circumstances, a court would have no warrant effectively to order
displacement of persons at the top of the community-based treatment waiting
list by individuals lower down who commenced civil actions. The case
is remanded for further consideration of the appropriate relief, given
the range of the State’s facilities for the care of persons with diverse
mental disabilities, and its obligation to administer services with an
even hand. Pp. 18—22.
Justice Stevens would affirm the judgment of the Court of Appeals,
but because there are not five votes for that disposition, joined Justice
Ginsburg’s judgment and Parts I, II, and III—A of her opinion. Pp. 1—2.
Justice Kennedy concluded that the case must be remanded for a determination
of the questions the Court poses and for a determination whether respondents
can show a violation of 42 U.S.C. § 12132’s ban on discrimination based
on the summary judgment materials on file or any further pleadings and
materials properly allowed. On the ordinary interpretation and meaning
of the term, one who alleges discrimination must show that she received
differential treatment vis-à-vis members of a different group on the
basis of a statutorily described characteristic. Thus, respondents could
demonstrate discrimination by showing that Georgia (i) provides treatment
to individuals suffering from medical problems of comparable seriousness,
(ii) as a general matter, does so in the most integrated setting appropriate
for the treatment of those problems (taking medical and other practical
considerations into account), but (iii) without adequate justification,
fails to do so for a group of mentally disabled persons (treating them
instead in separate, locked institutional facilities). This inquiry would
not be simple. Comparisons of different medical conditions and the corresponding
treatment regimens might be difficult, as would be assessments of the
degree of integration of various settings in which medical treatment
is offered. Thus far, respondents have identified no class of similarly
situated individuals, let alone shown them to have been given preferential
treatment. Without additional information, the Court cannot address the
issue in the way the statute demands. As a consequence, the partial summary
judgment granted respondents ought not to be sustained. In addition,
it was error in the earlier proceedings to restrict the relevance and
force of the State’s evidence regarding the comparative costs of treatment.
The State is entitled to wide discretion in adopting its own systems
of cost analysis, and, if it chooses, to allocate health care resources
based on fixed and overhead costs for whole institutions and programs.
The lower courts should determine in the first instance whether a statutory
violation is sufficiently alleged and supported in respondents’ summary
judgment materials and, if not, whether they should be given leave to
replead and to introduce evidence and argument along the lines suggested.
Pp. 1—10.
Ginsburg, J., announced the judgment of the Court and delivered the
opinion of the Court with respect to Parts I, II, and III—A, in which
Stevens, O’Connor, Souter, and Breyer, JJ., joined, and an opinion with
respect to Part III—B, in which O’Connor, Souter, and Breyer, JJ., joined.
Stevens, J., filed an opinion concurring in part and concurring in the
judgment. Kennedy, J., filed an opinion concurring in the judgment, in
which Breyer, J., joined as to Part I. Thomas, J., filed a dissenting
opinion, in which Rehnquist, C. J., and Scalia, J., joined.
Opinion of the Court
[June 22, 1999]
Justice Ginsburg announced the judgment of the Court and delivered the
opinion of the Court with respect to Parts I, II, and III—A, and an opinion
with respect to Part III—B, in which O’Connor, Souter, and Breyer, JJ.,
joined.
This case concerns the proper construction of the anti-discrimination
provision contained in the public services portion (Title II) of the
Americans with Disabilities Act of 1990, 104 Stat. 337, 42 U.S.C. § 12132.
Specifically, we confront the question whether the proscription of discrimination
may require placement of persons with mental disabilities in community
settings rather than in institutions. The answer, we hold, is a qualified
yes. Such action is in order when the State’s treatment professionals
have determined that community placement is appropriate, the transfer
from institutional care to a less restrictive setting is not opposed
by the affected individual, and the placement can be reasonably accommodated,
taking into account the resources available to the State and the needs
of others with mental disabilities. In so ruling, we affirm the decision
of the Eleventh Circuit in substantial part. We remand the case, however,
for further consideration of the appropriate relief, given the range
of facilities the State maintains for the care and treatment of persons
with diverse mental disabilities, and its obligation to administer services
with an even hand.
I
This case, as it comes to us, presents no constitutional question. The
complaints filed by plaintiffs-respondents L. C. and E. W. did include
such an issue; L. C. and E. W. alleged that defendants-petitioners, Georgia
health care officials, failed to afford them minimally adequate care
and freedom from undue restraint, in violation of their rights under
the Due Process Clause of the Fourteenth Amendment. See Complaint ¶¶87—91;
Intervenor’s Complaint ¶¶30—34. But neither the District Court nor the
Court of Appeals reached those Fourteenth Amendment claims. See Civ.
No. 1:95—cv—1210—MHS (ND Ga., Mar. 26, 1997), pp. 5—6, 11—13, App. to
Pet. for Cert. 34a—35a, 40a—41a; 138 F.3d 893, 895, and n. 3 (CA11 1998).
Instead, the courts below resolved the case solely on statutory grounds.
Our review is similarly confined. Cf. Cleburne v. Cleburne Living
Center, Inc., 473 U.S. 432, 450 (1985) (Texas city’s requirement
of special use permit for operation of group home for mentally retarded,
when other care and multiple-dwelling facilities were freely permitted,
lacked rational basis and therefore violated Equal Protection Clause
of Fourteenth Amendment). Mindful that it is a statute we are construing,
we set out first the legislative and regulatory prescriptions on which
the case turns.
In the opening provisions of the ADA, Congress stated findings applicable
to the statute in all its parts. Most relevant to this case, Congress
determined that
"(2) historically, society has tended to isolate and segregate individuals
with disabilities, and, despite some improvements, such forms of discrimination
against individuals with disabilities continue to be a serious and pervasive
social problem;
"(3) discrimination against individuals with disabilities persists
in such critical areas as . . . institutionalization . . . ;
. . . . .
"(5) individuals with disabilities continually encounter various
forms of discrimination, including outright intentional exclusion, .
. . failure to make modifications to existing facilities and practices,
. . . [and] segregation . . . ." 42 U.S.C. § 12101(a)(2), (3), (5).
[1]
Congress then set forth prohibitions against discrimination in employment
(Title I, §§12111—12117), public services furnished by governmental entities
(Title II, §§12131—12165), and public accommodations provided by private
entities (Title III, §§12181—12189). The statute as a whole is intended "to
provide a clear and comprehensive national mandate for the elimination
of discrimination against individuals with disabilities." §12101(b)(1).
[2]
This case concerns Title II, the public services portion of the ADA.
[3] The provision of Title II centrally at issue reads:
"Subject to the provisions of this subchapter, no qualified individual
with a disability shall, by reason of such disability, be excluded from
participation in or be denied the benefits of the services, programs,
or activities of a public entity, or be subjected to discrimination by
any such entity." §12132.
Title II’s definition section states that "public entity" includes
"any State or local government," and "any department,
agency, [or] special purpose district." §§12131(1)(A), (B). The
same section defines
"qualified individual with a disability" as
"an individual with a disability who, with or without reasonable
modifications to rules, policies, or practices, the removal of architectural,
communication, or transportation barriers, or the provision of auxiliary
aids and services, meets the essential eligibility requirements for the
receipt of services or the participation in programs or activities provided
by a public entity." §12131(2).
On redress for violations of §12132’s discrimination prohibition, Congress
referred to remedies available under §505 of the Rehabilitation Act of
1973, 92 Stat. 2982, 29 U.S.C. § 794a. See 42 U.S.C. § 12133 ("The
remedies, procedures, and rights set forth in [§505 of the Rehabilitation
Act] shall be the remedies, procedures, and rights this subchapter provides
to any person alleging discrimination on the basis of disability in violation
of section 12132 of this title."). [4]
Congress instructed the Attorney General to issue regulations implementing
provisions of Title II, including §12132’s discrimination proscription.
See §12134(a) ("[T]he Attorney General shall promulgate regulations
in an accessible format that implement this part."). [5]
The Attorney General’s regulations, Congress further directed, "shall
be consistent with this chapter and with the coordination regulations
. . . applicable to recipients of Federal financial assistance under
[§504 of the Rehabilitation Act]." 42 U.S.C. § 12134(b). One of
the §504 regulations requires recipients of federal funds to "administer
programs and activities in the most integrated setting appropriate to
the needs of qualified handicapped persons." 28 CFR § 41.51(d) (1998).
As Congress instructed, the Attorney General issued Title II regulations,
see 28 CFR pt. 35 (1998), including one modeled on the §504 regulation
just quoted; called the "integration regulation,"
it reads:
"A public entity shall administer services, programs, and activities
in the most integrated setting appropriate to the needs of qualified
individuals with disabilities." 28 CFR § 35.130(d) (1998).
The preamble to the Attorney General’s Title II regulations defines
"the most integrated setting appropriate to the needs of qualified
individuals with disabilities" to mean "a setting that enables
individuals with disabilities to interact with non-disabled persons to
the fullest extent possible." 28 CFR pt. 35, App. A, p. 450 (1998).
Another regulation requires public entities to "make reasonable
modifications" to avoid
"discrimination on the basis of disability," unless those modifications
would entail a "fundamenta[l] alter[ation]"; called here the "reasonable-modifications
regulation," it provides:
"A public entity shall make reasonable modifications in policies,
practices, or procedures when the modifications are necessary to avoid
discrimination on the basis of disability, unless the public entity can
demonstrate that making the modifications would fundamentally alter the
nature of the service, program, or activity." 28 CFR § 35.130(b)(7)
(1998).
We recite these regulations with the caveat that we do not here determine
their validity. While the parties differ on the proper construction and
enforcement of the regulations, we do not understand petitioners to challenge
the regulatory formulations themselves as outside the congressional authorization.
See Brief for Petitioners 16—17, 36, 40—41; Reply Brief 15—16 (challenging
the Attorney General’s interpretation of the integration regulation).
II
With the key legislative provisions in full view, we summarize the facts
underlying this dispute. Respondents L. C. and E. W. are mentally retarded
women; L. C. has also been diagnosed with schizophrenia, and E. W., with
a personality disorder. Both women have a history of treatment in institutional
settings. In May 1992, L. C. was voluntarily admitted to Georgia Regional
Hospital at Atlanta (GRH), where she was confined for treatment in a
psychiatric unit. By May 1993, her psychiatric condition had stabilized,
and L. C.’s treatment team at GRH agreed that her needs could be met
appropriately in one of the community-based programs the State supported.
Despite this evaluation, L. C. remained institutionalized until February
1996, when the State placed her in a community-based treatment program.
E. W. was voluntarily admitted to GRH in February 1995; like L. C., E.
W. was confined for treatment in a psychiatric unit. In March 1995, GRH
sought to discharge E. W. to a homeless shelter, but abandoned that plan
after her attorney filed an administrative complaint. By 1996, E. W.’s
treating psychiatrist concluded that she could be treated appropriately
in a community-based setting. She nonetheless remained institutionalized
until a few months after the District Court issued its judgment in this
case in 1997.
In May 1995, when she was still institutionalized at GRH, L. C. filed
suit in the United States District Court for the Northern District of
Georgia, challenging her continued confinement in a segregated environment.
Her complaint invoked 42 U.S.C. § 1983 and provisions of the ADA, §§12131—12134,
and named as defendants, now petitioners, the Commissioner of the Georgia
Department of Human Resources, the Superintendent of GRH, and the Executive
Director of the Fulton County Regional Board (collectively, the State).
L. C. alleged that the State’s failure to place her in a community-based
program, once her treating professionals determined that such placement
was appropriate, violated, inter alia, Title II of the ADA.
L. C.’s pleading requested, among other things, that the State place
her in a community care residential program, and that she receive treatment
with the ultimate goal of integrating her into the mainstream of society.
E. W. intervened in the action, stating an identical claim. [6]
The District Court granted partial summary judgment in favor of L. C.
and E. W. See App. to Pet. for Cert. 31a—42a. The court held that the
State’s failure to place L. C. and E. W. in an appropriate community-based
treatment program violated Title II of the ADA. See id., at
39a, 41a. In so ruling, the court rejected the State’s argument that
inadequate funding, not discrimination against L. C. and E. W. "by
reason of" their disabilities, accounted for their retention at
GRH. Under Title II, the court concluded, "unnecessary institutional
segregation of the disabled constitutes discrimination per se,
which cannot be justified by a lack of funding." Id., at
37a.
In addition to contending that L. C. and E. W. had not shown discrimination "by
reason of [their] disabilit[ies]," the State resisted court intervention
on the ground that requiring immediate transfers in cases of this order
would "fundamentally alter" the State’s activity. The State
reasserted that it was already using all available funds to provide services
to other persons with disabilities. See id., at 38a. Rejecting
the State’s "fundamental alteration" defense, the court observed
that existing state programs provided community-based treatment of the
kind for which L. C. and E. W. qualified, and that the State could "provide
services to plaintiffs in the community at considerably less cost
than is required to maintain them in an institution." Id.,
at 39a.
The Court of Appeals for the Eleventh Circuit affirmed the judgment of
the District Court, but remanded for reassessment of the State’s cost-based
defense. See 138 F.3d, at 905. As the appeals court read the statute
and regulations: When "a disabled individual’s treating professionals
find that a community-based placement is appropriate for that individual,
the ADA imposes a duty to provide treatment in a community setting–the
most integrated setting appropriate to that patient’s needs"; "[w]here
there is no such finding [by the treating professionals], nothing in
the ADA requires the deinstitutionalization of th[e] patient." Id.,
at 902.
The Court of Appeals recognized that the State’s duty to provide integrated
services "is not absolute"; under the Attorney General’s Title
II regulation, "reasonable modifications" were required of
the State, but fundamental alterations were not demanded. Id.,
at 904. The appeals court thought it clear, however, that "Congress
wanted to permit a cost defense only in the most limited of circumstances." Id.,
at 902. In conclusion, the court stated that a cost justification would
fail "[u]nless the State can prove that requiring it to [expend
additional funds in order to provide L. C. and E. W. with integrated
services] would be so unreasonable given the demands of the State’s mental
health budget that it would fundamentally alter the service [the State]
provides." Id., at 905. Because it appeared that the District
Court had entirely ruled out a "lack of funding"
justification, see App. to Pet. for Cert. 37a, the appeals court remanded,
repeating that the District Court should consider, among other things, "whether
the additional expenditures necessary to treat L. C. and E. W. in community-based
care would be unreasonable given the demands of the State’s mental health
budget." 138 F.3d, at 905. [7]
We granted certiorari in view of the importance of the question presented
to the States and affected individuals. See 525 U.S. ___ (1998). [8]
III
Endeavoring to carry out Congress’ instruction to issue regulations implementing
Title II, the Attorney General, in the integration and reasonable-modifications
regulations, see supra, at 5—7, made two key determinations.
The first concerned the scope of the ADA’s discrimination proscription,
42 U.S.C. § 12132; the second concerned the obligation of the States
to counter discrimination. As to the first, the Attorney General concluded
that unjustified placement or retention of persons in institutions, severely
limiting their exposure to the outside community, constitutes a form
of discrimination based on disability prohibited by Title II. See 28
CFR § 35.130(d) (1998) ("A public entity shall administer services
. . . in the most integrated setting appropriate to the needs of qualified
individuals with disabilities."); Brief for United States as Amicus
Curiae in Helen L. v. DiDario, No. 94—1243 (CA3
1994), pp. 8, 15—16 (unnecessary segregation of persons with disabilities
constitutes a form of discrimination prohibited by the ADA and the integration
regulation). Regarding the States’ obligation to avoid unjustified isolation
of individuals with disabilities, the Attorney General provided that
States could resist modifications that "would fundamentally alter
the nature of the service, program, or activity." 28 CFR § 35.130(b)(7)
(1998).
The Court of Appeals essentially upheld the Attorney General’s construction
of the ADA. As just recounted, see supra, at 9—10, the appeals
court ruled that the unjustified institutionalization of persons with
mental disabilities violated Title II; the court then remanded with instructions
to measure the cost of caring for L. C. and E. W. in a community-based
facility against the State’s mental health budget.
We affirm the Court of Appeals’ decision in substantial part. Unjustified
isolation, we hold, is properly regarded as discrimination based on disability.
But we recognize, as well, the States’ need to maintain a range of facilities
for the care and treatment of persons with diverse mental disabilities,
and the States’ obligation to administer services with an even hand.
Accordingly, we further hold that the Court of Appeals’ remand instruction
was unduly restrictive. In evaluating a State’s fundamental-alteration
defense, the District Court must consider, in view of the resources available
to the State, not only the cost of providing community-based care to
the litigants, but also the range of services the State provides others
with mental disabilities, and the State’s obligation to mete out those
services equitably.
A
We examine first whether, as the Eleventh Circuit held, undue institutionalization
qualifies as discrimination "by reason of . . . disability." The
Department of Justice has consistently advocated that it does. [9]
Because the Department is the agency directed by Congress to issue regulations
implementing Title II, see supra, at 5—6, its views warrant
respect. We need not inquire whether the degree of deference described
in Chevron U.S. A. Inc. v. Natural Resources Defense Council,
Inc., 467 U.S. 837, 844 (1984), is in order; "[i]t is enough
to observe that the well-reasoned views of the agencies implementing
a statute ‘constitute a body of experience and informed judgment to which
courts and litigants may properly resort for guidance.’ " Bragdon v. Abbott, 524
U.S. 624, 642 (1998) (quoting Skidmore v. Swift & Co., 323
U.S. 134, 139—140 (1944)).
The State argues that L. C. and E. W. encountered no discrimination
"by reason of" their disabilities because they were not denied
community placement on account of those disabilities. See Brief for Petitioners
20. Nor were they subjected to "discrimination," the State
contends, because " ‘discrimination’ necessarily requires uneven
treatment of similarly situated individuals," and L. C. and E. W.
had identified no comparison class, i.e., no similarly situated
individuals given preferential treatment. Id., at 21. We are
satisfied that Congress had a more comprehensive view of the concept
of discrimination advanced in the ADA. [10]
The ADA stepped up earlier measures to secure opportunities for people
with developmental disabilities to enjoy the benefits of community living.
The Developmentally Disabled Assistance and Bill of Rights Act (DDABRA),
a 1975 measure, stated in aspirational terms that "[t]he treatment,
services, and habilitation for a person with developmental disabilities
. . . should be provided in the setting that is least restrictive
of the person’s personal liberty." 89 Stat. 502, 42 U.S.C. § 6010(2)
(1976 ed.) (emphasis added); see also Pennhurst State School and
Hospital v. Halderman, 451 U.S. 1, 24 (1981) (concluding
that the §6010 provisions of the DDABRA "were intended to be hortatory,
not mandatory"). In a related legislative endeavor, the Rehabilitation
Act of 1973, Congress used mandatory language to proscribe discrimination
against persons with disabilities. See 87 Stat. 394, as amended, 29 U.S.C.
§ 794 (1976 ed.) ("No otherwise qualified individual with a disability
in the United States . . . shall, solely by reason of her or
his disability, be excluded from the participation in, be denied the
benefits of, or be subjected to discrimination under any program or activity
receiving Federal financial assistance." (Emphasis added)). Ultimately,
in the ADA, enacted in 1990, Congress not only required all public entities
to refrain from discrimination, see 42 U.S.C. § 12132; additionally,
in findings applicable to the entire statute, Congress explicitly identified
unjustified "segregation" of persons with disabilities as a "for[m]
of discrimination." See §12101(a)(2) ("historically, society
has tended to isolate and segregate individuals with disabilities, and,
despite some improvements, such forms of discrimination against individuals
with disabilities continue to be a serious and pervasive social problem");
§12101(a)(5) ("individuals with disabilities continually encounter
various forms of discrimination, including . . . segregation").
[11]
Recognition that unjustified institutional isolation of persons with
disabilities is a form of discrimination reflects two evident judgments.
First, institutional placement of persons who can handle and benefit
from community settings perpetuates unwarranted assumptions that persons
so isolated are incapable or unworthy of participating in community life.
Cf. Allen v. Wright, 468 U.S. 737, 755 (1984) ("There
can be no doubt that [stigmatizing injury often caused by racial discrimination]
is one of the most serious consequences of discriminatory government
action."); Los Angeles Dept. of Water and Power v. Manhart, 435
U.S. 702, 707, n. 13 (1978) (" ‘In forbidding employers to discriminate
against individuals because of their sex, Congress intended to strike
at the entire spectrum of disparate treatment of men and women resulting
from sex stereotypes.’ " (quoting Sprogis v. United
Air Lines, Inc., 444 F.2d 1194, 1198 (CA7 1971)). Second, confinement
in an institution severely diminishes the everyday life activities of
individuals, including family relations, social contacts, work options,
economic independence, educational advancement, and cultural enrichment.
See Brief for American Psychiatric Association et al. as Amici Curiae 20—22.
Dissimilar treatment correspondingly exists in this key respect: In order
to receive needed medical services, persons with mental disabilities
must, because of those disabilities, relinquish participation in community
life they could enjoy given reasonable accommodations, while persons
without mental disabilities can receive the medical services they need
without similar sacrifice. See Brief for United States as Amicus
Curiae 6—7, 17.
The State urges that, whatever Congress may have stated as its findings
in the ADA, the Medicaid statute "reflected a congressional policy
preference for treatment in the institution over treatment in the community." Brief
for Petitioners 31. The State correctly used the past tense. Since 1981,
Medicaid has provided funding for state-run home and community-based
care through a waiver program. See 95 Stat. 812—813, as amended, 42 U.S.C.
§ 1396n(c); Brief for United States as Amicus Curiae 20—21.
[12] Indeed, the United States points out that the
Department of Health and Human Services (HHS) "has a policy of encouraging
States to take advantage of the waiver program, and often approves more
waiver slots than a State ultimately uses." Id., at 25—26
(further observing that, by 1996, "HHS approved up to 2109 waiver
slots for Georgia, but Georgia used only 700").
We emphasize that nothing in the ADA or its implementing regulations
condones termination of institutional settings for persons unable to
handle or benefit from community settings. Title II provides only that "qualified
individual[s] with a disability" may not "be subjected to discrimination." 42
U.S.C. § 12132.
"Qualified individuals," the ADA further explains, are persons
with disabilities who, "with or without reasonable modifications
to rules, policies, or practices, . . . mee[t] the essential eligibility
requirements for the receipt of services or the participation in programs
or activities provided by a public entity." §12131(2).
Consistent with these provisions, the State generally may rely on the
reasonable assessments of its own professionals in determining whether
an individual "meets the essential eligibility requirements"
for habilitation in a community-based program. Absent such qualification,
it would be inappropriate to remove a patient from the more restrictive
setting. See 28 CFR § 35.130(d) (1998) (public entity shall administer
services and programs in "the most integrated setting appropriate to
the needs of qualified individuals with disabilities" (emphasis
added)); cf. School Bd. of Nassau Cty. v. Arline, 480
U.S. 273, 288 (1987) ("[C]ourts normally should defer to the reasonable
medical judgments of public health officials."). [13]
Nor is there any federal requirement that community-based treatment be
imposed on patients who do not desire it. See 28 CFR § 35.130(e)(1) (1998)
("Nothing in this part shall be construed to require an individual
with a disability to accept an accommodation . . . which such individual
chooses not to accept."); 28 CFR pt. 35, App. A, p. 450 (1998) ("[P]ersons
with disabilities must be provided the option of declining to accept
a particular accommodation."). In this case, however, there is no
genuine dispute concerning the status of L. C. and E. W. as individuals
"qualified" for noninstitutional care: The State’s own professionals
determined that community-based treatment would be appropriate for L.
C. and E. W., and neither woman opposed such treatment. See supra,
at 7—8. [14]
B
The State’s responsibility, once it provides community-based treatment
to qualified persons with disabilities, is not boundless. The reasonable-modifications
regulation speaks of "reasonable modifications"
to avoid discrimination, and allows States to resist modifications that
entail a "fundamenta[l] alter[ation]" of the States’ services
and programs. 28 CFR § 35.130(b)(7) (1998). The Court of Appeals construed
this regulation to permit a cost-based defense "only in the most
limited of circumstances,"
138 F.3d, at 902, and remanded to the District Court to consider, among
other things, "whether the additional expenditures necessary to
treat L. C. and E. W. in community-based care would be unreasonable given
the demands of the State’s mental health budget," id.,
at 905.
The Court of Appeals’ construction of the reasonable-modifications regulation
is unacceptable for it would leave the State virtually defenseless once
it is shown that the plaintiff is qualified for the service or program
she seeks. If the expense entailed in placing one or two people in a
community-based treatment program is properly measured for reasonableness
against the State’s entire mental health budget, it is unlikely that
a State, relying on the fundamental-alteration defense, could ever prevail.
See Tr. of Oral Arg. 27 (State’s attorney argues that Court of Appeals’
understanding of the fundamental-alteration defense, as expressed in
its order to the District Court, "will always preclude the State
from a meaningful defense"); cf. Brief for Petitioners 37—38 (Court
of Appeals’ remand order "mistakenly asks the district court to
examine [the fundamental-alteration] defense based on the cost of providing
community care to just two individuals, not all Georgia citizens who
desire community care"); 1:95—cv—1210—MHS (ND Ga., Oct. 20, 1998),
p. 3, App. 177 (District Court, on remand, declares the impact of its
decision beyond L. C. and E. W. "irrelevant"). Sensibly construed,
the fundamental-alteration component of the reasonable-modifications
regulation would allow the State to show that, in the allocation of available
resources, immediate relief for the plaintiffs would be inequitable,
given the responsibility the State has undertaken for the care and treatment
of a large and diverse population of persons with mental disabilities.
When it granted summary judgment for plaintiffs in this case, the District
Court compared the cost of caring for the plaintiffs in a community-based
setting with the cost of caring for them in an institution. That simple
comparison showed that community placements cost less than institutional
confinements. See App. to Pet. for Cert. 39a. As the United States recognizes,
however, a comparison so simple overlooks costs the State cannot avoid;
most notably, a "State . . . may experience increased overall expenses
by funding community placements without being able to take advantage
of the savings associated with the closure of institutions." Brief
for United States as Amicus Curiae 21. [15]
As already observed, see supra, at 17, the ADA is not reasonably
read to impel States to phase out institutions, placing patients in need
of close care at risk. Cf. post, at 2—3 (Kennedy, J., concurring
in judgment). Nor is it the ADA’s mission to drive States to move institutionalized
patients into an inappropriate setting, such as a homeless shelter, a
placement the State proposed, then retracted, for E. W. See supra, at
8. Some individuals, like L. C. and E. W. in prior years, may need institutional
care from time to time "to stabilize acute psychiatric symptoms." App.
98 (affidavit of Dr. Richard L. Elliott); see 138 F.3d, at 903 ("[T]here
may be times [when] a patient can be treated in the community, and others
whe[n] an institutional placement is necessary."); Reply Brief 19
(placement in a community-based treatment program does not mean the State
will no longer need to retain hospital accommodations for the person
so placed). For other individuals, no placement outside the institution
may ever be appropriate. See Brief for American Psychiatric Association
et al. as Amici Curiae 22—23 ("Some individuals, whether
mentally retarded or mentally ill, are not prepared at particular times–perhaps
in the short run, perhaps in the long run–for the risks and exposure
of the less protective environment of community settings"; for these
persons, "institutional settings are needed and must remain available.");
Brief for Voice of the Retarded et al. as Amici Curiae 11 ("Each
disabled person is entitled to treatment in the most integrated setting
possible for that person–recognizing that, on a case-by-case basis, that
setting may be in an institution."); Youngberg v. Romeo, 457
U.S. 307, 327 (1982) (Blackmun, J., concurring) ("For many mentally
retarded people, the difference between the capacity to do things for
themselves within an institution and total dependence on the institution
for all of their needs is as much liberty as they ever will know.").
To maintain a range of facilities and to administer services with an
even hand, the State must have more leeway than the courts below understood
the fundamental-alteration defense to allow. If, for example, the State
were to demonstrate that it had a comprehensive, effectively working
plan for placing qualified persons with mental disabilities in less restrictive
settings, and a waiting list that moved at a reasonable pace not controlled
by the State’s endeavors to keep its institutions fully populated, the
reasonable-modifications standard would be met. See Tr. of Oral Arg.
5 (State’s attorney urges that, "by asking [a] person to wait a
short time until a community bed is available, Georgia does not exclude
[that] person by reason of disability, neither does Georgia discriminate
against her by reason of disability"); see also id., at
25 ("[I]t is reasonable for the State to ask someone to wait until
a community placement is available."). In such circumstances, a
court would have no warrant effectively to order displacement of persons
at the top of the community-based treatment waiting list by individuals
lower down who commenced civil actions. [16]
* * *
For the reasons stated, we conclude that, under Title II of the ADA,
States are required to provide community-based treatment for persons
with mental disabilities when the State’s treatment professionals determine
that such placement is appropriate, the affected persons do not oppose
such treatment, and the placement can be reasonably accommodated, taking
into account the resources available to the State and the needs of others
with mental disabilities. The judgment of the Eleventh Circuit is therefore
affirmed in part and vacated in part, and the case is remanded for further
proceedings consistent with this opinion.
It is so ordered.
Notes
-
The ADA, enacted in 1990, is the Federal Government’s
most recent and extensive endeavor to address discrimination against
persons with disabilities. Earlier legislative efforts included the
Rehabilitation Act of 1973, 87 Stat. 355, 29 U.S.C. § 701 et
seq. (1976 ed.), and the Developmentally Disabled Assistance
and Bill of Rights Act, 89 Stat. 486, 42 U.S.C. § 6001 et seq. (1976
ed.), enacted in 1975. In the ADA, Congress for the first time referred
expressly to "segregation" of persons with disabilities
as a "for[m] of discrimination," and to discrimination
that persists in the area of "institutionalization." §§12101(a)(2),
(3), (5).
-
The ADA defines "disability," "with
respect to an individual," as "(A) a physical or mental
impairment that substantially limits one or more of the major life
activities of such individual; "(B) a record of such an
impairment; or "(C) being regarded as having such an impairment." §12102(2).
There is no dispute that L. C. and E. W. are disabled within the
meaning of the ADA.
-
In addition to the provisions set out in Part
A governing public services generally, see §§12131—12134, Title II
contains in Part B a host of provisions governing public transportation
services, see §§12141—12165.
-
Section 505 of the Rehabilitation Act incorporates
the remedies, rights, and procedures set forth in Title VI of the
Civil Rights Act of 1964 for violations of §504 of the Rehabilitation
Act. See 29 U.S.C. § 794a(a)(2). Title VI, in turn, directs each
federal department authorized to extend financial assistance to any
department or agency of a State to issue rules and regulations consistent
with achievement of the objectives of the statute authorizing financial
assistance. See 78 Stat. 252, 42 U.S.C. § 2000d—1. Compliance with
such requirements may be effected by the termination or denial of
federal funds, or "by any other means authorized by law." Ibid. Remedies
both at law and in equity are available for violations of the statute.
See §2000d—7(a)(2).
-
Congress directed the Secretary of Transportation
to issue regulations implementing the portion of Title II concerning
public transportation. See 42 U.S.C. § 12143(b), 12149, 12164. As
stated in the regulations, a person alleging discrimination on the
basis of disability in violation of Title II may seek to enforce
its provisions by commencing a private lawsuit, or by filing a complaint
with (a) a federal agency that provides funding to the public entity
that is the subject of the complaint, (b) the Department of Justice
for referral to an appropriate agency, or (c) one of eight federal
agencies responsible for investigating complaints arising under Title
II: the Department of Agriculture, the Department of Education, the
Department of Health and Human Services, the Department of Housing
and Urban Development, the Department of the Interior, the Department
of Justice, the Department of Labor, and the Department of Transportation.
See 28 CFR §§35.170(c), 35.172(b), 35.190(b) (1998). The ADA contains
several other provisions allocating regulatory and enforcement responsibility.
Congress instructed the Equal Employment Opportunity Commission (EEOC)
to issue regulations implementing Title I, see 42 U.S.C. § 12116;
the EEOC, the Attorney General, and persons alleging discrimination
on the basis of disability in violation of Title I may enforce its
provisions, see §12117(a). Congress similarly instructed
the Secretary of Transportation and the Attorney General to issue
regulations implementing provisions of Title III, see §§12186(a)(1),
(b); the Attorney General and persons alleging discrimination on
the basis of disability in violation of Title III may enforce its
provisions, see §§12188(a)(1), (b). Each federal agency responsible
for ADA implementation may render technical assistance to affected
individuals and institutions with respect to provisions of the ADA
for which the agency has responsibility. See §12206(c)(1).
-
L. C. and E. W. are currently receiving treatment
in community-based programs. Nevertheless, the case is not moot.
As the District Court and Court of Appeals explained, in view of
the multiple institutional placements L. C. and E. W. have experienced,
the controversy they brought to court is "capable of repetition,
yet evading review."
No. 1:95—cv—1210—MHS (ND Ga., Mar. 26, 1997), p. 6, App. to Pet.
for Cert. 35a (internal quotation marks omitted); see 138 F.3d 893,
895, n. 2 (CA11 1998) (citing Honig v. Doe, 484
U.S. 305, 318—323 (1988), and Vitek v. Jones, 445
U.S. 480, 486—487 (1980)).
-
After this Court granted certiorari, the District
Court issued a decision on remand rejecting the State’s fundamental-alteration
defense. See 1:95—cv—1210—MHS (ND Ga., Jan. 29, 1999), p. 1. The
court concluded that the annual cost to the State of providing community-based
treatment to L. C. and E. W. was not unreasonable in relation to
the State’s overall mental health budget. See id., at 5.
In reaching that judgment, the District Court first declared "irrelevant" the
potential impact of its decision beyond L. C. and E. W. 1:95—cv—1210-MHS
(ND Ga., Oct. 20, 1998), p. 3, App. 177. The District Court’s decision
on remand is now pending appeal before the Eleventh Circuit.
-
Twenty-two States and the Territory of Guam
joined a brief urging that certiorari be granted. Seven of those
States filed a brief in support of petitioners on the merits.
-
See Brief for United States in Halderman v. Pennhurst
State School and Hospital, Nos. 78—1490, 78—1564, 78—1602 (CA3
1978), p. 45 ("[I]nstitutionalization result[ing] in separation
of mentally retarded persons for no permissible reason . . . . is
‘discrimination,’ and a violation of Section 504 [of the Rehabilitation
Act] if it is supported by federal funds."); Brief for United
States in Halderman v. Pennhurst State School and Hospital,
Nos. 78—1490, 78—1564, 78—1602 (CA3 1981), p. 27 ("Pennsylvania
violates Section 504 by indiscriminately subjecting handicapped persons
to [an institution] without first making an individual reasoned professional
judgment as to the appropriate placement for each such person among
all available alternatives."); Brief for United States as Amicus
Curiae in Helen L. v. DiDario, No. 94—1243
(CA3 1994), p. 7 ("Both the Section 504 coordination regulations
and the rest of the ADA make clear that the unnecessary segregation
of individuals with disabilities in the provision of public services
is itself a form of discrimination within the meaning of those statutes."); id., at
8—16.
-
The dissent is driven by the notion that "this
Court has never endorsed an interpretation of the term ‘discrimination’
that encompassed disparate treatment among members of the same protected
class," post, at 1 (opinion of Thomas, J.), that "[o]ur
decisions construing various statutory prohibitions against ‘discrimination’
have not wavered from this path," post, at 2, and that "a
plaintiff cannot prove ‘discrimination’ by demonstrating that one
member of a particular protected group has been favored over another
member of that same group," post, at 4. The dissent
is incorrect as a matter of precedent and logic. See O’Connor v. Consolidated
Coin Caterers Corp., 517 U.S. 308, 312 (1996) (The Age Discrimination
in Employment Act of 1967 "does not ban discrimination against
employees because they are aged 40 or older; it bans discrimination
against employees because of their age, but limits the protected
class to those who are 40 or older. The fact that one person in the
protected class has lost out to another person in the protected class
is thus irrelevant, so long as he has lost out because of his
age."); cf. Oncale v. Sundowner Offshore Services,
Inc., 523 U.S. 75, 76 (1998) ("[W]orkplace harassment can
violate Title VII’s prohibition against ‘discriminat[ion] . . . because
of . . . sex,’ 42 U.S.C. § 2000e—2(a)(1), when the harasser and the
harassed employee are of the same sex."); Jefferies v. Harris
County Community Action Assn., 615 F.2d 1025, 1032 (CA5 1980)
("[D]iscrimination against black females can exist even in the
absence of discrimination against black men or white women.").
-
Unlike the ADA, §504 of the Rehabilitation
Act contains no express recognition that isolation or segregation
of persons with disabilities is a form of discrimination. Section
504’s discrimination proscription, a single sentence attached to
vocational rehabilitation legislation, has yielded divergent court
interpretations. See Brief for United States as Amicus Curiae 23—25.
-
The waiver program provides Medicaid reimbursement
to States for the provision of community-based services to individuals
who would otherwise require institutional care, upon a showing that
the average annual cost of such services is not more than the annual
cost of institutional services. See §1396n(c).
-
Georgia law also expresses a preference
for treatment in the most integrated setting appropriate. See Ga.
Code Ann. §37—4—121 (1995) ("It is the policy of the state that
the least restrictive alternative placement be secured for every
client at every stage of his habilitation. It shall be the duty of
the facility to assist the client in securing placement in noninstitutional
community facilities and programs.").
-
We do not in this opinion hold that the
ADA imposes on the States a
"standard of care" for whatever medical services they render,
or that the ADA requires States to "provide a certain level
of benefits to individuals with disabilities." Cf. post,
at 9, 10 (Thomas, J., dissenting). We do hold, however, that States
must adhere to the ADA’s non-discrimination requirement with regard
to the services they in fact provide.
-
Even if States eventually were able to close
some institutions in response to an increase in the number of community
placements, the States would still incur the cost of running partially
full institutions in the interim. See Brief for United States as Amicus
Curiae 21.
-
We reject the Court of Appeals’ construction
of the reasonable-modifications regulation for another reason. The
Attorney General’s Title II regulations, Congress ordered, "shall
be consistent with" the regulations in part 41 of Title 28 of
the Code of Federal Regulations implementing §504 of the Rehabilitation
Act. 42 U.S.C. § 12134(b). The §504 regulation upon which the reasonable-modifications
regulation is based provides now, as it did at the time the ADA was
enacted:
"A recipient shall make reasonable accommodation to the known
physical or mental limitations of an otherwise qualified handicapped
applicant or employee unless the recipient can demonstrate that the
accommodation would impose an undue hardship on the operation of
its program."
28 CFR § 41.53 (1990 and 1998 eds.). While the part 41 regulations
do not define "undue hardship," other §504 regulations
make clear that the "undue hardship"
inquiry requires not simply an assessment of the cost of the accommodation
in relation to the recipient’s overall budget, but a "case-by-case
analysis weighing factors that include: (1) [t]he overall size of
the recipient’s program with respect to number of employees, number
and type of facilities, and size of budget; (2) [t]he type of the
recipient’s operation, including the composition and structure of
the recipient’s workforce; and (3) [t]he nature and cost of the accommodation
needed." 28 CFR § 42.511(c) (1998); see 45 CFR § 84.12(c) (1998)
(same). Under the Court of Appeals’ restrictive reading, the reasonable-modifications
regulation would impose a standard substantially more difficult for
the State to meet than the "undue burden" standard imposed
by the corresponding §504 regulation.
Stevens, J., concurring
[June 22, 1999]
Justice Stevens, concurring in part and concurring in the judgment.
Unjustified disparate treatment, in this case, "unjustified institutional
isolation," constitutes discrimination under the Americans with
Disabilities Act of 1990. See ante, at 15. If a plaintiff requests
relief that requires modification of a State’s services or programs,
the State may assert, as an affirmative defense, that the requested modification
would cause a fundamental alteration of a State’s services and programs.
In this case, the Court of Appeals appropriately remanded for consideration
of the State’s affirmative defense. On remand, the District Court rejected
the State’s "fundamental-alteration defense." See ante,
at 10, n. 7. If the District Court was wrong in concluding that costs
unrelated to the treatment of L. C. and E. W. do not support such a defense
in this case, that arguable error should be corrected either by the Court
of Appeals or by this Court in review of that decision. In my opinion,
therefore, we should simply affirm the judgment of the Court of Appeals.
But because there are not five votes for that disposition, I join Justice
Ginsburg’s judgment and Parts I, II, and III—A of her opinion. Cf. Bragdon v. Abbott,
524 U.S. 624, 655—656 (1998) (Stevens, J. concurring); Screws v. United
States, 325 U.S. 91, 134 (1945) (Rutledge, J. concurring in result).
Kennedy, J., concurring in judgment
[June 22, 1999]
Justice Kennedy, with whom Justice Breyer joins as to Part I, concurring
in the judgment.
I
Despite remarkable advances and achievements by medical science, and
agreement among many professionals that even severe mental illness is
often treatable, the extent of public resources to devote to this cause
remains controversial. Knowledgeable professionals tell us that our society,
and the governments which reflect its attitudes and preferences, have
yet to grasp the potential for treating mental disorders, especially
severe mental illness. As a result, necessary resources for the endeavor
often are not forthcoming. During the course of a year, about 5.6 million
Americans will suffer from severe mental illness. E. Torrey, Out of the
Shadows 4 (1997). Some 2.2 million of these persons receive no treatment. Id.,
at 6. Millions of other Americans suffer from mental disabilities of
less serious degree, such as mild depression. These facts are part of
the background against which this case arises. In addition, of course,
persons with mental disabilities have been subject to historic mistreatment,
indifference, and hostility. See, e.g., Cleburne v. Cleburne
Living Center, Inc., 473 U.S. 432, 461—464 (1985) (Marshall, J.,
concurring in judgment in part and dissenting in part) (discussing treatment
of the mentally retarded).
Despite these obstacles, the States have acknowledged that the care of
the mentally disabled is their special obligation. They operate and support
facilities and programs, sometimes elaborate ones, to provide care. It
is a continuing challenge, though, to provide the care in an effective
and humane way, particularly because societal attitudes and the responses
of public authorities have changed from time to time.
Beginning in the 1950’s, many victims of severe mental illness were moved
out of state-run hospitals, often with benign objectives. According to
one estimate, when adjusted for population growth, "the actual decrease
in the numbers of people with severe mental illnesses in public psychiatric
hospitals between 1955 and 1995 was 92 percent." Brief for American
Psychiatric Association et al. as Amici Curiae 21, n. 5 (citing
Torrey, supra, at 8—9). This was not without benefit or justification.
The so-called "deinstitutionalization"
has permitted a substantial number of mentally disabled persons to receive
needed treatment with greater freedom and dignity. It may be, moreover,
that those who remain institutionalized are indeed the most severe cases.
With reference to this case, as the Court points out, ante, at
7—8, 17—18, it is undisputed that the State’s own treating professionals
determined that community-based care was medically appropriate for respondents.
Nevertheless, the depopulation of state mental hospitals has its dark
side. According to one
expert:
"For a substantial minority. . . deinstitutionalization has been
a psychiatric Titanic. Their lives are virtually devoid of ‘dignity’
or ‘integrity of body, mind, and spirit.’ ‘Self-determination’ often
means merely that the person has a choice of soup kitchens. The
‘least restrictive setting’ frequently turns out to be a cardboard box,
a jail cell, or a terror-filled existence plagued by both real and imaginary
enemies." Torrey, supra, at 11.
It must be remembered that for the person with severe mental illness
who has no treatment the most dreaded of confinements can be the imprisonment
inflicted by his own mind, which shuts reality out and subjects him to
the torment of voices and images beyond our own powers to describe.
It would be unreasonable, it would be a tragic event, then, were the
Americans with Disabilities Act of 1990 (ADA) to be interpreted so that
States had some incentive, for fear of litigation, to drive those in
need of medical care and treatment out of appropriate care and into settings
with too little assistance and supervision. The opinion of a responsible
treating physician in determining the appropriate conditions for treatment
ought to be given the greatest of deference. It is a common phenomenon
that a patient functions well with medication, yet, because of the mental
illness itself, lacks the discipline or capacity to follow the regime
the medication requires. This is illustrative of the factors a responsible
physician will consider in recommending the appropriate setting or facility
for treatment. Justice Ginsburg’s opinion takes account of this background.
It is careful, and quite correct, to say that it is not "the ADA’s
mission to drive States to move institutionalized patients into an inappropriate
setting, such as a homeless shelter . . . ." Ante, at 20.
In light of these concerns, if the principle of liability announced by
the Court is not applied with caution and circumspection, States may
be pressured into attempting compliance on the cheap, placing marginal
patients into integrated settings devoid of the services and attention
necessary for their condition. This danger is in addition to the federalism
costs inherent in referring state decisions regarding the administration
of treatment programs and the allocation of resources to the reviewing
authority of the federal courts. It is of central importance, then, that
courts apply today’s decision with great deference to the medical decisions
of the responsible, treating physicians and, as the Court makes clear,
with appropriate deference to the program funding decisions of state
policymakers.
II
With these reservations made explicit, in my view we must remand the
case for a determination of the questions the Court poses and for a determination
whether respondents can show a violation of 42 U.S.C. § 12132’s ban on
discrimination based on the summary judgment materials on file or any
further pleadings and materials properly allowed.
At the outset it should be noted there is no allegation that Georgia
officials acted on the basis of animus or unfair stereotypes regarding
the disabled. Underlying much discrimination law is the notion that animus
can lead to false and unjustified stereotypes, and vice versa. Of course,
the line between animus and stereotype is often indistinct, and it is
not always necessary to distinguish between them. Section 12132 can be
understood to deem as irrational, and so to prohibit, distinctions by
which a class of disabled persons, or some within that class, are, by
reason of their disability and without adequate justification, exposed
by a state entity to more onerous treatment than a comparison group in
the provision of services or the administration of existing programs,
or indeed entirely excluded from state programs or facilities. Discrimination
under this statute might in principle be shown in the case before us,
though further proceedings should be required.
Putting aside issues of animus or unfair stereotype, I agree with Justice
Thomas that on the ordinary interpretation and meaning of the term, one
who alleges discrimination must show that she "received differential
treatment vis-à-vis members of a different group on the basis of a statutorily
described characteristic." Post, at 1—2 (dissenting opinion).
In my view, however, discrimination so defined might be shown here. Although
the Court seems to reject Justice Thomas’ definition of discrimination, ante, at
13, it asserts that unnecessary institutional care does lead to "[d]issimilar
treatment," ante, at 16. According to the Court, "[i]n
order to receive needed medical services, persons with mental disabilities
must, because of those disabilities, relinquish participation in community
life they could enjoy given reasonable accommodations, while persons
without mental disabilities can receive the medical services they need
without similar sacrifice." Ibid.
Although this point is not discussed at length by the Court, it does
serve to suggest the theory under which respondents might be subject
to discrimination in violation of §12132. If they could show that persons
needing psychiatric or other medical services to treat a mental disability
are subject to a more onerous condition than are persons eligible for
other existing state medical services, and if removal of the condition
would not be a fundamental alteration of a program or require the creation
of a new one, then the beginnings of a discrimination case would be established.
In terms more specific to this case, if respondents could show that Georgia
(i) provides treatment to individuals suffering from medical problems
of comparable seriousness, (ii) as a general matter, does so in the most
integrated setting appropriate for the treatment of those problems (taking
medical and other practical considerations into account), but (iii) without
adequate justification, fails to do so for a group of mentally disabled
persons (treating them instead in separate, locked institutional facilities),
I believe it would demonstrate discrimination on the basis of mental
disability.
Of course, it is a quite different matter to say that a State without
a program in place is required to create one. No State has unlimited
resources and each must make hard decisions on how much to allocate to
treatment of diseases and disabilities. If, for example, funds for care
and treatment of the mentally ill, including the severely mentally ill,
are reduced in order to support programs directed to the treatment and
care of other disabilities, the decision may be unfortunate. The judgment,
however, is a political one and not within the reach of the statute.
Grave constitutional concerns are raised when a federal court is given
the authority to review the State’s choices in basic matters such as
establishing or declining to establish new programs. It is not reasonable
to read the ADA to permit court intervention in these decisions. In addition,
as the Court notes, ante, at 6—7, by regulation a public entity
is required only to make "reasonable modifications in policies,
practices, or procedures" when necessary to avoid discrimination
and is not even required to make those if "the modifications would
fundamentally alter the nature of the service, program, or activity." 28
CFR § 35.130(b)(7) (1998). It follows that a State may not be forced
to create a community-treatment program where none exists. See Brief
for United States as Amicus Curiae 19—20, and n. 3. Whether
a different statutory scheme would exceed constitutional limits need
not be addressed.
Discrimination, of course, tends to be an expansive concept and, as legal
category, it must be applied with care and prudence. On any reasonable
reading of the statute, §12132 cannot cover all types of differential
treatment of disabled and nondisabled persons, no matter how minimal
or innocuous. To establish discrimination in the context of this case,
and absent a showing of policies motivated by improper animus or stereotypes,
it would be necessary to show that a comparable or similarly situated
group received differential treatment. Regulations are an important tool
in identifying the kinds of contexts, policies, and practices that raise
concerns under the ADA. The congressional findings in 42 U.S.C. § 12101
also serve as a useful aid for courts to discern the sorts of discrimination
with which Congress was concerned. Indeed, those findings have clear
bearing on the issues raised in this case, and support the conclusion
that unnecessary institutionalization may be the evidence or the result
of the discrimination the ADA prohibits.
Unlike Justice Thomas, I deem it relevant and instructive that Congress
in express terms identified the "isolat[ion] and segregat[ion]" of
disabled persons by society as a "for[m] of discrimination," §§12101(a)(2),
(5), and noted that discrimination against the disabled "persists
in such critical areas as . . . institutionalization," §12101(a)(3).
These findings do not show that segregation and institutionalization
are always discriminatory or that segregation or institutionalization
are, by their nature, forms of prohibited discrimination. Nor do they
necessitate a regime in which individual treatment plans are required,
as distinguished from broad and reasonable classifications for the provision
of health care services. Instead, they underscore Congress’ concern that
discrimination has been a frequent and pervasive problem in institutional
settings and policies and its concern that segregating disabled persons
from others can be discriminatory. Both of those concerns are consistent
with the normal definition of discrimination–differential treatment of
similarly situated groups. The findings inform application of that definition
in specific cases, but absent guidance to the contrary, there is no reason
to think they displace it. The issue whether respondents have been discriminated
against under §12132 by institutionalized treatment cannot be decided
in the abstract, divorced from the facts surrounding treatment programs
in their State.
The possibility therefore remains that, on the facts of this case, respondents
would be able to support a claim under §12132 by showing that they have
been subject to discrimination by Georgia officials on the basis of their
disability. This inquiry would not be simple. Comparisons of different
medical conditions and the corresponding treatment regimens might be
difficult, as would be assessments of the degree of integration of various
settings in which medical treatment is offered. For example, the evidence
might show that, apart from services for the mentally disabled, medical
treatment is rarely offered in a community setting but also is rarely
offered in facilities comparable to state mental hospitals. Determining
the relevance of that type of evidence would require considerable judgment
and analysis. However, as petitioners observe, "[i]n this case,
no class of similarly situated individuals was even identified, let alone
shown to be given preferential treatment."
Brief for Petitioners 21. Without additional information regarding the
details of state-provided medical services in Georgia, we cannot address
the issue in the way the statute demands. As a consequence, the judgment
of the courts below, granting partial summary judgment to respondents,
ought not to be sustained. In addition, as Justice Ginsburg’s opinion
is careful to note, ante, at 19, it was error in the earlier
proceedings to restrict the relevance and force of the State’s evidence
regarding the comparative costs of treatment. The State is entitled to
wide discretion in adopting its own systems of cost analysis, and, if
it chooses, to allocate health care resources based on fixed and overhead
costs for whole institutions and programs. We must be cautious when we
seek to infer specific rules limiting States’ choices when Congress has
used only general language in the controlling statute.
I would remand the case to the Court of Appeals or the District Court
for it to determine in the first instance whether a statutory violation
is sufficiently alleged and supported in respondents’ summary judgment
materials and, if not, whether they should be given leave to replead
and to introduce evidence and argument along the lines suggested above.
For these reasons, I concur in the judgment of the Court.
Thomas, J., dissenting
[June 22, 1999]
Justice Thomas, with whom The Chief Justice and Justice Scalia join,
dissenting.
Title II of the Americans with Disabilities Act of 1990 (ADA), 104 Stat.
337, 42 U.S.C. § 12132 provides:
"Subject to the provisions of this subchapter, no qualified individual
with a disability shall, by reason of such disability, be excluded
from participation in or be denied the benefits of the services, programs,
or activities of a public entity, or be subjected to discrimination by
any such entity." (Emphasis added.)
The majority concludes that petitioners "discriminated" against
respondents–as a matter of law–by continuing to treat them in an institutional
setting after they became eligible for community placement. I disagree.
Temporary exclusion from community placement does not amount to "discrimination" in
the traditional sense of the word, nor have respondents shown that petitioners "discriminated" against
them "by reason of" their disabilities.
Until today, this Court has never endorsed an interpretation of the term "discrimination" that
encompassed disparate treatment among members of the same protected
class. Discrimination, as typically understood, requires a showing that
a claimant received differential treatment vis-à-vis members of a different
group on the basis of a statutorily described characteristic. This interpretation
comports with dictionary definitions of the term discrimination, which
means to "distinguish,"
to "differentiate," or to make a "distinction in favor
of or against, a person or thing based on the group, class, or category
to which that person or thing belongs rather than on individual merit." Random
House Dictionary 564 (2d ed. 1987); see also Webster’s Third New International
Dictionary 648 (1981) (defining "discrimination" as "the
making or perceiving of a distinction or difference" or as "the
act, practice, or an instance of discriminating categorically rather
than individually").
Our decisions construing various statutory prohibitions against "discrimination" have
not wavered from this path. The best place to begin is with Title VII
of the Civil Rights Act of 1964, 78 Stat. 253, as amended, the paradigmatic
anti-discrimination law. [1] Title VII makes it "an
unlawful employment practice for an employer … to discriminate against
any individual with respect to his compensation, terms, conditions, or
privileges of employment, because of such individual’s race, color, religion,
sex, or national origin." 42 U.S.C. § 2000e—2(a)(1) (emphasis added).
We have explained that this language is designed "to achieve equality
of employment opportunities and remove barriers that have operated in
the past to favor an identifiable group of white employees over other
employees." Griggs v. Duke Power Co., 401 U.S.
424, 429—430 (1971) [2]
Under Title VII, a finding of discrimination requires a comparison of
otherwise similarly situated persons who are in different groups by reason
of certain characteristics provided by statute. See, e.g., Newport
News Shipbuilding & Dry Dock Co. v. EEOC, 462 U.S.
669, 683 (1983) (explaining that Title VII discrimination occurs when
an employee is treated " ‘in a manner which but for that person’s
sex would be different’ ") (quoting Los Angeles Dept. of Water
and Power v. Manhart, 435 U.S. 702, 711 (1978)). For this
reason, we have described as "nonsensical"
the comparison of the racial composition of different classes of job
categories in determining whether there existed disparate impact discrimination
with respect to a particular job category. Wards Cove Packing Co. v. Atonio,
490 U.S. 642, 651 (1989). [3] Courts interpreting Title
VII have held that a plaintiff cannot prove "discrimination" by
demonstrating that one member of a particular protected group has been
favored over another member of that same group. See, e.g., Bush v. Commonwealth
Edison Co., 990 F.2d 928, 931 (CA7 1993), cert. denied, 511 U.S.
1071 (1994) (explaining that under Title VII, a fired black employee
"had to show that although he was not a good employee, equally bad
employees were treated more leniently by [his employer] if they happened
not to be black").
Our cases interpreting §504 of the Rehabilitation Act of 1973, 87 Stat.
394, as amended, which prohibits "discrimination"
against certain individuals with disabilities, have applied this commonly
understood meaning of discrimination. Section 504 provides:
"No otherwise qualified handicapped individual … shall, solely by
reason of his handicap, be excluded from the participation in, be denied
the benefits of, or be subjected to discrimination under any program
or activity receiving Federal financial assistance."
In keeping with the traditional paradigm, we have always limited the
application of the term "discrimination" in the Rehabilitation
Act to a person who is a member of a protected group and faces discrimination "by
reason of his handicap."
Indeed, we previously rejected the argument that §504 requires the type
of "affirmative efforts to overcome the disabilities caused by handicaps," Southeastern
Community College v. Davis, 442 U.S. 397, 410 (1979), that
the majority appears to endorse today. Instead, we found that §504 required
merely "the evenhanded treatment of handicapped persons" relative
to those persons who do not have disabilities. Ibid. Our conclusion
was informed by the fact that some provisions of the Rehabilitation Act
envision "affirmative action" on behalf of those individuals
with disabilities, but §504 itself "does not refer at all"
to such action. Ibid. Therefore, "[a] comparison of these
provisions demonstrates that Congress understood accommodation of the
needs of handicapped individuals may require affirmative action and knew
how to provide for it in those instances where it wished to do so." Id., at
411.
Similarly, in Alexander v. Choate, 469 U.S. 287, 302
(1985), we found no discrimination under §504 with respect to a limit
on inpatient hospital care that was "neutral on its face" and
did not "distinguish between those whose coverage will be reduced
and those whose coverage will not on the basis of any test, judgment,
or trait that the handicapped as a class are less capable of meeting
or less likely of having," id., at 302. We said that §504
does "not … guarantee the handicapped equal results from the provision
of state Medicaid, even assuming some measure of equality of health could
be constructed." Id., at 304.
Likewise, in Traynor v. Turnage, 485 U.S. 535, 548
(1988), we reiterated that the purpose of §504 is to guarantee that individuals
with disabilities receive "evenhanded treatment" relative to
those persons without
disabilities. In Traynor, the Court upheld a Veterans’ Administration
regulation that excluded "primary alcoholics"
from a benefit that was extended to persons disabled by alcoholism related
to a mental disorder. Id., at 551. In so doing, the Court noted
that, "[t]his litigation does not involve a program or activity
that is alleged to treat handicapped persons less favorably than nonhandicapped
persons." Id., at 548. Given the theory of the case, the
Court explicitly held:
"There is nothing in the Rehabilitation Act that requires that any
benefit extended to one category of handicapped persons also be extended
to all other categories of handicapped persons." Id., at
549.
This same understanding of discrimination also informs this Court’s constitutional
interpretation of the term. See General Motors Corp. v. Tracy,
519 U.S. 278, 298 (1997) (noting with respect to interpreting the Commerce
Clause, "[c]onceptually, of course, any notion of discrimination
assumes a comparison of substantially similar entities"); Yick
Wo v. Hopkins, 118 U. S 356, 374 (1886) (condemning under
the Fourteenth Amendment "illegal discriminations between persons
in similar circumstances"); see also Adarand Constructors, Inc. v. Peña,
515 U.S. 200, 223—224 (1995); Richmond v. J. A. Croson Co.,
488 U.S. 469, 493—494 (1989) (plurality opinion).
Despite this traditional understanding, the majority derives a more "capacious" definition
of "discrimination,"
as that term is used in Title II of the ADA, one that includes
"institutional isolation of persons with disabilities." Ante, at
13—14. It chiefly relies on certain congressional findings contained
within the ADA. To be sure, those findings appear to equate institutional
isolation with segregation, and thereby discrimination. See ante,
at 14 (quoting §§12101(a)(2) and 12101(a)(5), both of which explicitly
identify "segregation"
of persons with disabilities as a form of "discrimination");
see also ante, at 2—3. The congressional findings, however,
are written in general, hortatory terms and provide little guidance to
the interpretation of the specific language of §12132. See National
Organization for Women, Inc. v. Scheidler, 510 U.S. 249,
260 (1994) ("We also think that the quoted statement of congressional
findings is a rather thin reed upon which to base a requirement").
In my view, the vague congressional findings upon which the majority
relies simply do not suffice to show that Congress sought to overturn
a well-established understanding of a statutory term (here, "discrimination").
[4] Moreover, the majority fails to explain why terms
in the findings should be given a medical content, pertaining to the
place where a mentally retarded person is treated. When read in context,
the findings instead suggest that terms such as "segregation"
were used in a more general sense, pertaining to matters such as access
to employment, facilities, and transportation. Absent a clear directive
to the contrary, we must read "discrimination"
in light of the common understanding of the term. We cannot expand the
meaning of the term "discrimination" in order to invalidate
policies we may find unfortunate. Cf. NLRB v. Highland Park
Mfg. Co., 341 U.S. 322, 325 (1951) (explaining that if Congress
intended statutory terms "to have other than their ordinarily accepted
meaning, it would and should have given them a special meaning by definition").
[5]
Elsewhere in the ADA, Congress chose to alter the traditional definition
of discrimination. Title I of the ADA, §12112(b)(1), defines discrimination
to include "limiting, segregating, or classifying a job applicant
or employee in a way that adversely affects the opportunities or status
of such applicant or employee." Notably, however, Congress did not
provide that this definition of discrimination, unlike other aspects
of the ADA, applies to Title II. Ordinary canons of construction require
that we respect the limited applicability of this definition of "discrimination" and
not import it into other parts of the law where Congress did not see
fit. See, e.g., Bates v. United States, 522 U.S. 23,
29—30 (1997) (" ‘Where Congress includes particular language in
one section of a statute but omits it in another section of the same
Act, it is generally presumed that Congress acts intentionally and purposely
in the disparate inclusion or exclusion’ ") (quoting Russello v. United
States, 464 U.S. 16, 23 (1983)). The majority’s definition of discrimination–although
not specifically delineated–substantially imports the definition of Title
I into Title II by necessarily assuming that it is sufficient to focus
exclusively on members of one particular group. Under this view, discrimination
occurs when some members of a protected group are treated differently
from other members of that same group. As the preceding discussion emphasizes,
absent a special definition supplied by Congress, this conclusion is
a remarkable and novel proposition that finds no support in our decisions
in analogous areas. For example, the majority’s conclusion that petitioners "discriminated" against
respondents is the equivalent to finding discrimination under Title VII
where a black employee with deficient management skills is denied in-house
training by his employer (allegedly because of lack of funding) because
other similarly situated black employees are given the in-house training.
Such a claim would fly in the face of our prior case law, which requires
more than the assertion that a person belongs to a protected group and
did not receive some benefit. See, e.g., Griggs, 401 U.S., at
430—431 ("Congress did not intend by Title VII, however, to guarantee
a job to every person regardless of qualifications. In short, the Act
does not command that any person be hired simply because he was formerly
the subject of discrimination, or because he is a member of a minority
group").
At bottom, the type of claim approved of by the majority does not concern
a prohibition against certain conduct (the traditional understanding
of discrimination), but rather imposition of a standard of care. [6]
As such, the majority can offer no principle limiting this new species
of "discrimination" claim apart from an affirmative defense
because it looks merely to an individual in isolation, without comparing
him to otherwise similarly situated persons, and determines that discrimination
occurs merely because that individual does not receive the treatment
he wishes to receive. By adopting such a broad view of discrimination,
the majority drains the term of any meaning other than as a proxy for
decisions disapproved of by this Court.
Further, I fear that the majority’s approach imposes significant federalism
costs, directing States how to make decisions about their delivery of
public services. We previously have recognized that constitutional principles
of federalism erect limits on the Federal Government’s ability to direct
state officers or to interfere with the functions of state governments.
See, e.g., Printz v. United States, 521 U.S.
898 (1997); New York v. United States, 505 U.S. 144
(1992). We have suggested that these principles specifically apply to
whether States are required to provide a certain level of benefits to
individuals with disabilities. As noted in Alexander, in rejecting
a similar theory under §504 of the Rehabilitation Act: "[N]othing
… suggests that Congress desired to make major inroads on the States’
longstanding discretion to choose the proper mix of amount, scope, and
duration limitations on services … ." 469 U.S., at 307; see also Bowen v. American
Hospital Assn., 476 U.S. 610, 642 (1986) (plurality opinion) ("[N]othing
in [§504] authorizes [the Secretary of Health and Human Services (HHS)]
to commandeer state agencies … . [These] agencies are not field offices
of the HHS bureaucracy and they may not be conscripted against their
will as the foot soldiers in a federal crusade"). The majority’s
affirmative defense will likely come as cold comfort to the States that
will now be forced to defend themselves in federal court every time resources
prevent the immediate placement of a qualified individual. In keeping
with our traditional deference in this area, see Alexander, supra,
the appropriate course would be to respect the States’ historical role
as the dominant authority responsible for providing services to individuals
with disabilities.
The majority may remark that it actually does properly compare members
of different groups. Indeed, the majority mentions in passing the "[d]issimilar
treatment" of persons with and without disabilities. Ante,
at 15. It does so in the context of supporting its conclusion that institutional
isolation is a form of discrimination. It cites two cases as standing
for the unremarkable proposition that discrimination leads to deleterious
stereotyping, ante, at 15 (citing Allen v. Wright,
468 U.S. 737, 755 (1984); Manhart, 435 U.S., at 707, n. 13)),
and an amicus brief which indicates that confinement diminishes
certain everyday life activities, ante, at 15 (citing Brief
for American Psychiatric Association et al. 20—22). The majority then
observes that persons without disabilities "can receive the services
they need without"
institutionalization and thereby avoid these twin deleterious effects. Ante,
at 15. I do not quarrel with the two general propositions, but I fail
to see how they assist in resolving the issue before the Court. Further,
the majority neither specifies what services persons with disabilities
might need, nor contends that persons without disabilities need the same
services as those with disabilities, leading to the inference that the
dissimilar treatment the majority observes results merely from the fact
that different classes of persons receive different services–not from "discrimination"
as traditionally defined.
Finally, it is also clear petitioners did not "discriminate"
against respondents "by reason of [their] disabili[ties],"
as §12132 requires. We have previously interpreted the phrase
"by reason of" as requiring proximate causation. See, e.g., Holmes v. Securities
Investor Protection Corp., 503 U.S. 258, 265—266 (1992); see also id., at
266, n. 11 (citation of cases). Such an interpretation is in keeping
with the vernacular understanding of the phrase. See American Heritage
Dictionary 1506 (3d ed. 1992) (defining "by reason of " as
"because of "). This statute should be read as requiring proximate
causation as well. Respondents do not contend that their disabilities
constituted the proximate cause for their exclusion. Nor could they–community
placement simply is not available to those without disabilities. Continued
institutional treatment of persons who, though now deemed treatable in
a community placement, must wait their turn for placement, does not establish
that the denial of community placement occurred "by reason of" their
disability. Rather, it establishes no more than the fact that petitioners
have limited resources.
* * *
For the foregoing reasons, I respectfully dissent.
Notes
-
We have incorporated Title VII standards of
discrimination when interpreting statutes prohibiting other forms
of discrimination. For example, Rev. Stat. §1977, as amended, 42
U.S.C. § 1981 has been interpreted to forbid all racial discrimination
in the making of private and public contracts. See Saint Francis
College v. Al-Khazraji, 481 U.S. 604, 609 (1987). This
Court has applied the "framework" developed in Title VII
cases to claims brought under this statute. Patterson v. McLean
Credit Union, 491 U.S. 164, 186 (1989). Also, the Age Discrimination
in Employment Act of 1967, 81 Stat. 602, as amended, 29 U.S.C. §
623(a)(1), prohibits discrimination on the basis of an employee’s
age. This Court has noted that its "interpretation of Title
VII … applies with equal force in the context of age discrimination,
for the substantive provisions of the ADEA ‘were derived in haec
verba from Title VII.’ " Trans World Airlines, Inc. v. Thurston,
469 U.S. 111, 121 (1985) (quoting Lorillard v. Pons,
434 U.S. 575, 584 (1978)). This Court has also looked to its Title
VII interpretations of discrimination in illuminating Title IX of
the Education Amendments of 1972, 86 Stat. 373, as amended, 20 U.S.C.
§ 1681 et seq., which prohibits discrimination under any
federally funded education program or activity. See Franklin v. Gwinnett
County Public Schools, 503 U.S. 60, 75 (1992) (relying on Meritor
Savings Bank, FSB v. Vinson, 477 U.S. 57 (1986), a
Title VII case, in determining that sexual harassment constitutes
discrimination).
-
This Court has recognized that two forms of
discrimination are prohibited under Title VII: disparate treatment
and disparate impact. See Griggs, 401 U.S., at 431 ("The
Act proscribes not only overt discrimination but also practices that
are fair in form, but discriminatory in operation"). Both forms
of "discrimination" require a comparison among classes
of employees.
-
Following Wards Cove, Congress enacted
the Civil Rights Act of 1991, Pub. L. 102—166, 105 Stat. 1071, as
amended, which, inter alia, altered the burden of proof
with respect to a disparate impact discrimination claim. See id., §105
(codified at 42 U.S.C. § 2000e—2(k)). This change highlights the
principle that a departure from the traditional understanding of
discrimination requires congressional action. Cf. Field v. Mans,
516 U.S. 59, 69—70 (1995) (Congress legislates against the background
rule of the common law and traditional notions of lawful conduct).
-
If such general hortatory language is sufficient,
it is puzzling that this or any other court did not reach the same
conclusion long ago by reference to the general purpose language
of the Rehabilitation Act itself. See 29 U.S.C. § 701 (1988 ed.)
(describing the statute’s purpose as "to develop and implement,
through research, training, services, and the guarantee of equal
opportunity, comprehensive and coordinated programs of vocational
rehabilitation and independent living, for individuals with handicaps in
order to maximize their employability, independence, and integration into
the workplace and the community" (emphasis added)). Further,
this section has since been amended to proclaim in even more aspirational
terms that the policy under the statute is driven by, inter alia, "respect
for individual dignity, personal responsibility, self-determination,
and pursuit of meaningful careers, based on informed choice, of individuals
with disabilities," "respect for the privacy, rights, and
equal access," and "inclusion, integration, and full participation
of the individuals." 29 U.S.C. § 701(c)(1) — (3).
-
Given my conclusion, the Court need not review
the integration regulation promulgated by the Attorney General. See
28 CFR § 35.130(d) (1998). Deference to a regulation is appropriate
only " ‘if Congress has not expressed its intent with respect
to the question, and then only if the administrative interpretation
is reasonable.’ " Reno v. Bossier Parish School
Bd., 520 U.S. 471, 483 (1997) (quoting Presley v. Etowah
County Comm’n, 502 U.S. 491, 508 (1992)). Here, Congress has
expressed its intent in §12132 and the Attorney General’s regulation–insofar
as it contradicts the settled meaning of the statutory term–cannot
prevail against it. See NLRB v. Town & Country Elec.,
Inc., 516 U.S. 85, 94 (1995) (explaining that courts interpreting
a term within a statute "must infer, unless the statute otherwise
dictates, that Congress means to incorporate the established meaning
of that term") (internal quotation marks omitted).
-
In mandating that government agencies minimize
the institutional isolation of disabled individuals, the majority
appears to appropriate the concept of "mainstreaming" from
the Individuals with Disabilities Education Act (IDEA), 84 Stat.
175, as amended, 20 U.S.C. § 1400 et seq. But IDEA is not
an antidiscrimination law. It is a grant program that affirmatively
requires States accepting federal funds to provide disabled children
with a "free appropriate public education" and to establish "procedures
to assure that, to the maximum extent appropriate, children with
disabilities … are educated with children who are not disabled." §§1412(1),
(5). Ironically, even under this broad affirmative mandate, we previously
rejected a claim that IDEA required the "standard of care" analysis
adopted by the majority today. See Board of Ed. of Hendrick Hudson
Central School Dist., Westchester Cty. v. Rowley, 458
U.S. 176, 198 (1982) ("We think … that the requirement that
a State provide specialized educational services to handicapped children
generates no additional requirement that the services so provided
be sufficient to maximize each child’s potential commensurate with
the opportunity provided other children") (internal quotation
marks omitted).